{
  "url": "https://openlegislation.uk/eu-regulation-2017-1093/annex-I",
  "json_url": "https://openlegislation.uk/eu-regulation-2017-1093/annex-I.json",
  "legislation": "eur/2017/1093",
  "legislation_title": "Commission Implementing Regulation (EU) 2017/1093 of 20 June 2017 laying down implementing technical standards with regard to the format of position reports by investment firms and market operators (Text with EEA relevance)",
  "legislation_url": "https://openlegislation.uk/eu-regulation-2017-1093",
  "path": "annex/I",
  "kind": "annex",
  "number": "I",
  "heading": "Format for the weekly Reports",
  "text": "Table 1\nWeekly Reports\n{Name of Trading Venue}\n{Trading Venue Identifier}\n{Date to which the Weekly Report refers}\n{Date and time of Publication}\n{Name of Commodity Derivative Contract, Emission Allowance or Derivative thereof}\n{Venue product code}\n{Report status}\nNotation of the position quantity\nInvestment Firms or credit institutions\nInvestment Funds\nOther Financial Institutions\nCommercial Undertakings\nOperators with compliance obligations under Directive 2003/87/EC\nLong\nShort\nLong\nShort\nLong\nShort\nLong\nShort\nLong\nShort\nNumber of positions\nRisk Reducing directly related to commercial activities\nOther\nTotal\nChanges since the previous report (+/–)\nRisk Reducing directly related to commercial activities\nOther\nTotal\nPercentage of the total open interest\nRisk Reducing directly related to commercial activities\nOther\nTotal\nNumber of Persons holding a position in each category\nCombined\nCombined\nCombined\nCombined\nCombined\nTotal\nTable 2\nSymbol table for Table 3\nSYMBOL\nDATA TYPE\nDEFINITION\n{ALPHANUM-n}\nUp to n alphanumerical characters\nFree text field.\n{DECIMAL-n/m}\nDecimal number of up to n digits in total of which up to m digits can be fraction digits\nNumerical field for both positive and negative values:\ndecimal separator is ‘.’ (full stop),\nnegative numbers are prefixed with ‘–’ (minus).\nWhere applicable, values are rounded and not truncated.\n{DATEFORMAT}\nISO 8601 date format\nDates shall be formatted in the following format:\nYYYY-MM-DD.\n{DATE_TIME_FORMAT}\nISO 8601 date and time format\nDate and time in the following format:\nYYYY-MM-DDThh:mm:ss.ddddddZ.\n‘YYYY’ is the year,\n‘MM’ is the month,\n‘DD’ is the day,\n‘T’ — means that the letter ‘T’ shall be used,\n‘hh’ is the hour,\n‘mm’ is the minute,\n‘ss.dddddd’ is the second and its fraction of a second,\nZ is UTC time.\nDates and times shall be reported in UTC.\n{MIC}\n4 alphanumerical characters\nMarket identifier as defined in ISO 10383\n{INTEGER-n}\nInteger number of up to n digits in total\nNumerical field for both positive and negative integer values.\nTable 3\nTable of fields to be reported for every commodity derivative, emission allowance or derivative for the purposes of Article 1\nCommission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive (OJ L 87, 31.3.2017, p. 1).\nFIELD\nDETAILS TO BE REPORTED\nFORMAT FOR REPORTING\nName of Trading Venue\nField to be populated with the full name of the trading venue.\n{ALPHANUM-350}\nTrading Venue Identifier\nField to be populated with the ISO 10383 segment MIC of the trading venue. Where the segment MIC does not exist, use the operating MIC.\n{MIC}\nDate to which the Weekly Report refers\nField to be populated with the date corresponding to the Friday of the calendar week on which the position is held.\n{DATEFORMAT}\nDate and time of Publication\nField to be populated with the date and time on which the report is published on the trading venue's website.\n{DATE_TIME_FORMAT}\nName of Commodity Derivative Contract, Emission Allowance or Derivative thereof\nField to be populated with the name of the commodity derivative contract, emission allowance or derivative thereof identified by the venue product code.\n{ALPHANUM-350}\nVenue product code\nField to be populated with a unique and unambiguous alphanumeric identifier utilised by the trading venue grouping together contracts with different maturities and strike prices in the same product.\n{ALPHANUM-12}\nReport status\nIndication as to whether the report is new or a previous report is cancelled or amended.\nWhere a previously submitted report is cancelled or amended, a report which contains all the details of the original report should be sent and the ‘Report status’ should be flagged as ‘CANC’.\nFor amendments a new report that contains all the details of the original with all necessary details amended should be sent and the ‘Report status’ should be flagged as ‘AMND’.\n‘NEWT’ New\n‘CANC’ Cancellation\n‘AMND’ Amendment\nNumber of positions\nField to be populated with the aggregate quantity of open interest held on Friday at the end of the trading day. The quantity should be expressed either in number of lots (when the position limits are expressed in lots) or units of the underlying.\nOption contracts shall be included in the aggregation and reported on a delta-equivalent basis.\n{DECIMAL-15/2}\nNotation of the position quantity\nThis field shall be populated with the units used to report the number of positions.\n‘LOTS’ if the position quantity is expressed in lots\nor\n{ALPHANUM-25} a description of the units used if the position quantity is expressed in units of the underlying\nChanges since the previous report (+/–)\nField to be populated with the position quantity reflecting the increase or decrease in the position with respect to the previous Friday.\nIn the case of a decrease in the position the number shall be expressed as a negative number prefixed with ‘–’ (minus).\n{DECIMAL-15/2}\nPercentage of the total open interest\nField to be populated with the percentage of the total open interest represented by the positions.\n{DECIMAL-5/2}\nNumber of persons holding a position in each category\nField to be populated with the number of persons holding a position in the category.\nIf the number of persons holding a position in the category is below the number specified in Commission Delegated Act in respect of Article 58(6) MiFID II, the field shall be populated with ‘.’ (full stop).\n{INTEGER-7}\nor\n{ALPHANUM-1} if the field has to be populated with ‘.’ (full stop).",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "footnote",
      "label": "f1",
      "text": "Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive (OJ L 87, 31.3.2017, p. 1)."
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eur/2017/1093/annex/I",
    "retrieved_at": "2026-11-01T14:44:51.552827+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}