# Commission Implementing Regulation (EU) 2017/1111 of 22 June 2017 laying down implementing technical standards with regard to procedures and forms for submitting information on sanctions and measures in accordance with Directive 2014/65/EU of the European Parliament and of the Council (Text with EEA relevance), Annex I: Form for submitting information under the second subparagraph of Article 71(3) and Article 71(5) of Directive 2014/65/EU

Extent: E+W+S+N.I.

Information under the second subparagraph of Article 71(3) and Article 71(5) of Directive 2014/65/EU:
Field
Description
Type
Sanction identifier
The identification code attributed by the competent authority for the purpose of the submission of the sanction or measure
Optional
Legal framework
The acronym of the Union legislative act under which the sanction or measure has been imposed
Mandatory
Member State
The acronym of the Member State of the competent authority submitting the sanction or measure
Mandatory
Entity identifier
The identification code used to uniquely identify an entity on which sanction or measure has been imposed
Mandatory (only for sanctions or measures imposed on investment firms)
Nature of sanction
Information on whether the sanction notified is a criminal sanction or an administrative sanction
Mandatory (only for sanctions)
Authority key
The identifier of the authority submitting the sanction or measure
Mandatory
Entity's legal framework
The acronym of the Union legislative act that applies to the entity on which the sanction or measure has been imposed
Mandatory
Entity's full name
Full name of the entity on which the sanction or measure has been imposed
Mandatory (for legal persons only)
Person's full name
Full name of the natural persons on whom the sanction or measure has been imposed
Mandatory (for natural persons only)
Sanctioning competent authority
The acronym of the competent authority that has imposed the sanction or measure
Mandatory
Content of the sanction/measure
Text of the sanction or measure and text of any relevant information related to the sanction or measure (including any appeal in relation thereto, the outcome thereof and final judgements in relation to criminal sanction imposed) — in the main language
Mandatory
Content of the sanction/measure
Text of the sanction or measure and text of any relevant information related to the sanction or measure (including any appeal in relation thereto, the outcome thereof and final judgements in relation to criminal sanction imposed) — in other language
Optional
Date
The date on which the sanction or measure was imposed by the competent authority
Mandatory
Expiration date
Date on which the effects of the measure or sanction ends
Optional
Public
Information on whether the sanction or measure has been published by the competent authority
Mandatory

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Source: https://www.legislation.gov.uk/eur/2017/1111/annex/I (the official version)
Page: https://openlegislation.uk/eu-regulation-2017-1111/annex-I
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.