# Commission Delegated Regulation (EU) 2017/2359 of 21 September 2017 supplementing Directive (EU) 2016/97 of the European Parliament and of the Council with regard to information requirements and conduct of business rules applicable to the distribution of insurance-based investment products (Text with EEA relevance) (revoked)

EU Regulation 2017/2359 · adopted 21 September 2017

Commission Delegated Regulation (EU) 2017/2359 of 21 September 2017 supplementing Directive (EU) 2016/97 of the European Parliament and of the Council with regard to information requirements and conduct of business rules applicable to the distribution of insurance-based investment products (Text with EEA relevance)

## Introductory text

Commission Delegated Regulation (EU) 2017/2359
of 21 September 2017
supplementing Directive (EU) 2016/97 of the European Parliament and of the Council with regard to information requirements and conduct of business rules applicable to the distribution of insurance-based investment products
(Text with EEA relevance) (revoked)
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## Chapter I: SCOPE AND DEFINITIONS

## 1 Scope

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## 2 Definitions

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## 2A Reference to a sourcebook in the Handbook of Rules and Guidance

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## Chapter II: CONFLICTS OF INTEREST AND INDUCEMENTS

## 3 Identification of conflicts of interest

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## 4 Conflicts of interest policy

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## 5 Procedures and measures under the conflicts of interest policy

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## 6 Disclosure

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## 7 Review and record keeping

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## 8 Assessment of inducements and inducement schemes

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## Chapter III: ASSESSMENT OF SUITABILITY AND APPROPRIATENESS

### Section 1: Assessment of suitability

## 9 Information to be obtained for the purposes of the assessment of suitability

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## 10 Reliability of information

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## 11 Communication with customers regarding the assessment of suitability

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## 12 Automated advice

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## 13 Group insurance

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## 14 Suitability statement

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### Section 2: Assessment of appropriateness

## 15 Assessment procedure

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## 16 Non-complex insurance-based investment products

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### Section 3: Provisions common to the assessment of suitability and appropriateness

## 17 Information to be obtained from the customer

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## 18 Periodic report

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## 19 Retention of records

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## Chapter IIIA: Transfer of functions

## 19A Directive functions transferred to the Treasury

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## Chapter IV: FINAL PROVISIONS

## 20 Entry into force and application

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## Signature

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Source: https://www.legislation.gov.uk/eur/2017/2359 (the official version)
Page: https://openlegislation.uk/eu-regulation-2017-2359
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.