{
  "url": "https://openlegislation.uk/eu-regulation-2017-392/annex-I/division-Details/division-1",
  "json_url": "https://openlegislation.uk/eu-regulation-2017-392/annex-I/division-Details/division-1.json",
  "legislation": "eur/2017/392",
  "legislation_title": "Commission Delegated Regulation (EU) 2017/392 of 11 November 2016 supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council with regard to regulatory technical standards on authorisation, supervisory and operational requirements for central securities depositories (Text with EEA relevance)",
  "legislation_url": "https://openlegislation.uk/eu-regulation-2017-392",
  "path": "annex/I/division/Details/division/1",
  "kind": "division",
  "number": null,
  "heading": "General information",
  "text": "Items of information\nFree text\nDate of application\nCorporate name of the legal entity\nRegistered address\nName of the person assuming the responsibility for the application\nContact details of the person assuming the responsibility for the application\nName of other person(s) responsible for the compliance of the third-country CSD with Regulation (EU) No 909/2014\nContact details of the person(s) responsible for the compliance of the third-country CSD with Regulation (EU) No 909/2014\nIdentities of the shareholders or members that hold participations in the capital of the third-country CSD\nIdentification of the group structure, including any subsidiary and parent company of the third-country CSD\nList of the Member States in which the third-country CSD intends to provide services\nInformation regarding core services listed in Section A of the Annex to Regulation (EU) No 909/2014 that the third-country CSD intends to provide in the Union per Member State\nInformation regarding ancillary services listed in Section B of the Annex to Regulation (EU) No 909/2014 that the third-country CSD intends to provide in the Union per Member State\nInformation regarding any other services permitted under, but not explicitly listed in Section B of the Annex to Regulation (EU) No 909/2014 that the third-country CSD intends to provide in the Union per Member State\nCurrency or currencies that the third-country CSD processes or intends to process\nStatistical data regarding the services that the third-country CSD intends to provide in the Union per Member State\nAssessment of the measures that the third-country CSD intends to take to allow its users to comply with any specific national laws of the Member State(s) in which the third-country CSD intends to provide its services\nWhere the third country CSD intends to provide the core services referred to in points (1) and (2) of Section A of the Annex to Regulation (EU) No 909/2014, a description of the measures that the third-country CSD intends to take to allow its users to comply with the relevant law of the Member State in which the third-country CSD intends to provide such services as referred to in point (d) of Article 25(4) of Regulation (EU) No 909/2014.\nRules and procedures that facilitate the settlement of transactions in financial instruments on the intended settlement date\nThird-country CSD's financial resources, form and methods in which they are maintained and arrangements to secure them\nEvidence that rules and procedures of the third-country CSD are fully compliant with the requirements applicable in the third country where it is established, including the rules concerning prudential, organisational, business continuity, disaster recovery and conduct of business aspects\nDetails of any outsourcing arrangements\nRules governing the finality of transfers of securities and cash\nInformation regarding the participation in the securities settlement system operated by the third-country CSD, including the criteria for participation and the procedures for the suspension and orderly exit of participants that no longer meet its criteria\nRules and procedures for ensuring the integrity of the securities issues\nInformation on mechanisms established to ensure the protection of participants' and their clients' securities\nInformation on third-country CSD links and links with other market infrastructures and on how the related risks are monitored and managed\nInformation on rules and procedures put in place to manage the default of a participant\nRecovery plan\nInvestment policy of the third-country CSD\nInformation on procedures ensuring the timely and orderly settlement and transfer of the assets of clients and participants to another CSD in case of the CSD's default\nInformation on all pending judicial or extrajudicial proceedings, including administrative, civil or arbitration proceedings, which may cause significant financial and other costs to the third-country CSD\nInformation on any final decisions resulting from the proceedings referred to above\nInformation regarding the handling of conflicts of interest by the third-country CSD\nInformation to be published on the ESMA website in accordance with Article 21(3) of Regulation (EU) No 909/2014, as regards Article 25 of that Regulation",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eur/2017/392/annex/I/division/Details/division/1",
    "retrieved_at": "2026-11-01T14:45:08.676264+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}