{
  "url": "https://openlegislation.uk/eu-regulation-2017-393/annex-I",
  "json_url": "https://openlegislation.uk/eu-regulation-2017-393/annex-I.json",
  "legislation": "eur/2017/393",
  "legislation_title": "Commission Implementing Regulation (EU) 2017/393 of 11 November 2016 laying down implementing technical standards with regard to the templates and procedures for the reporting and transmission of information on internalised settlements in accordance with Regulation (EU) No 909/2014 of the European Parliament and of the Council (Text with EEA relevance)",
  "legislation_url": "https://openlegislation.uk/eu-regulation-2017-393",
  "path": "annex/I",
  "kind": "annex",
  "number": "I",
  "heading": "Template for reporting and transmission of information on internalised settlement",
  "text": "Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (OJ L 173, 12.6.2014, p. 349).\nInternalised Settlement\nSettlement Internaliser Information\nC0010\nCountry code\nR0010\nReporting timestamp\nR0020\nReporting period\nR0030\nLEI\nR0040\nName of person responsible\nR0050\nFunction of person responsible\nR0060\nPhone number\nR0070\nEmail address\nR0080\nAggregate\nRate\nSettled\nFailed\nTotal\nFailed\nVolume\nValue (EUR)\nVolume\nValue (EUR)\nVolume\nValue (EUR)\nVolume %\nValue %\nC0020\nC0030\nC0040\nC0050\nC0060\nC0070\nC0080\nC0090\nOverall total\nR0090\nFinancial instruments\nTransferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU of the European Parliament and of the Council\nR0100\nSovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nR0110\nTransferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nR0120\nTransferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU\nR0130\nExchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU\nR0140\nUnits in collective investment undertakings, other than exchange-traded funds\nR0150\nMoney market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nR0160\nEmission allowances\nR0170\nOther financial instruments\nR0180\nType of transactions\nPurchase or sale of securities\nR0190\nCollateral management operations\nR0200\nSecurities lending and securities borrowing\nR0210\nRepurchase transactions\nR0220\nOther securities transactions\nR0230\nType of client\nProfessional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU\nR0240\nRetail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU\nR0250\nCash Transfers\nTotal Cash Transfers\nR0260\nEach Issuer CSD Information\nC0100\nIssuer CSD identifier\nR0270\nIssuer CSD country code\nR0280\nAggregate\nRate\nSettled\nFailed\nTotal Settled Failed\nFailed\nVolume\nValue (EUR)\nVolume\nValue (EUR)\nVolume\nValue (EUR)\nVolume %\nValue %\nC0110\nC0120\nC0130\nC0140\nC0150\nC0160\nC0170\nC0180\nOverall total\nR0290\nFinancial instruments\nTransferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU\nR0300\nSovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nR0310\nTransferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nR0320\nTransferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU\nR0330\nExchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU\nR0340\nUnits in collective investment undertakings other than ETFs\nR0350\nMoney market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nR0360\nEmission allowances\nR0370\nOther financial instruments\nR0380\nType of transactions\nPurchase or sale of securities\nR0390\nCollateral management operations\nR0400\nSecurities lending and securities borrowing\nR0410\nRepurchase transactions\nR0420\nOther securities transactions\nR0430\nType of client\nProfessional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU\nR0440\nRetail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU\nR0450\nCash Transfers\nTotal Cash Transfers\nR0460",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "footnote",
      "label": "f1",
      "text": "Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (OJ L 173, 12.6.2014, p. 349)."
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eur/2017/393/annex/I",
    "retrieved_at": "2026-11-01T14:45:08.523977+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}