{
  "url": "https://openlegislation.uk/eu-regulation-2017-393/annex-II",
  "json_url": "https://openlegislation.uk/eu-regulation-2017-393/annex-II.json",
  "legislation": "eur/2017/393",
  "legislation_title": "Commission Implementing Regulation (EU) 2017/393 of 11 November 2016 laying down implementing technical standards with regard to the templates and procedures for the reporting and transmission of information on internalised settlements in accordance with Regulation (EU) No 909/2014 of the European Parliament and of the Council (Text with EEA relevance)",
  "legislation_url": "https://openlegislation.uk/eu-regulation-2017-393",
  "path": "annex/II",
  "kind": "annex",
  "number": "II",
  "heading": "Instructions for completing the template for reporting and transmission of information on internalised settlement",
  "text": "The ‘Cell Reference’ column of the table below identifies the items to be reported by identifying the columns and lines as showed in the template in Annex I. Information in columns C0100-C0180, as well as in Rows R0270-R0460 shall be reported for each issuer CSD.\nInformation in columns C0020, C0040, C0060, C0110, C0130 and C0150 for aggregated volumes shall be reported as a whole number expressed using up to 20 numerical characters without decimal places.\nInformation in columns C0030, C0050, C0070, C0120, C0140 and C0160 for aggregate values shall be reported as a value expressed using up to 20 numerical characters including decimals. The decimal mark is not counted as a numerical character and at least one character before and two characters after the decimal mark shall be populated. A full stop shall be used as the decimal mark.\nInformation in columns C0080, C0090, C00170 and C00180 for rates shall be reported as a percentage value up to two decimal places.\nWhere no activity needs to be reported, information in columns C0020-C0090 and C0110-C0180 shall be completed with a zero value.\nNo.\nCell Reference\nItem\nInstruction\n1\nC0010, R0010\nCountry code\nIdentify the ISO 3166 2 character code of the place of establishment of the settlement internaliser.\n2\nC0010, R0020\nReporting timestamp\nFor reporting from the settlement internaliser to the competent authority, identify the ISO 8601 in UTC time format (YYYY-MM-DDThh:mm:ssZ) code of the date when the report from the settlement internaliser to the competent authority is made.\nFor reporting from the competent authority to ESMA, identify the ISO 8601 in UTC time format (YYYY-MM-DDThh:mm:ssZ) code of the date when the report from the competent authority to ESMA is made.\n3\nC0010, R0030\nReporting period\nIdentify the ISO 8601 (YYYY-MM-DD) code of the date identifying the last day of the reporting period.\n4\nC0010, R0040\nSettlement internaliser identifier\nInsert identification code of the settlement internaliser, using a Legal Entity Identifier (LEI).\n5\nC0010, R0050\nName of person responsible\nFor reporting from the settlement internaliser to the competent authority, indicate the name of the person responsible for the report at the settlement internaliser.\nFor reporting from the competent authority to ESMA, the name of the liaison at the competent authority.\n6\nC0010, R0060\nFunction of person responsible\nFor reporting from the settlement internaliser to the competent authority, the function of the person responsible for the report at the settlement internaliser.\nFor reporting from the competent authority to ESMA, the function of the liaison at the competent authority.\n7\nC0010, R0070\nPhone number\nFor reporting from the settlement internaliser to the competent authority, the phone number of the person responsible for the report at the settlement internaliser.\nFor reporting from the competent authority to ESMA, the phone number of the liaison at the competent authority.\n8\nC0010, R0080\nEmail address\nFor reporting from the settlement internaliser to the competent authority, the email address of the person responsible for the report at the settlement internaliser.\nFor reporting from the competent authority to ESMA, the email address of the liaison at the competent authority.\n9\nC0100, R0270\nIssuer CSD identifier\nInsert identification code of the CSD, using an LEI.\nIf information on the issuer CSD is not available the first two characters of the ISIN codes shall be used.\n10\nC0100, R0280\nIssuer CSD Country Code\nIdentify the ISO 3166 2 character code of the place of establishment of the issuer CSD.\n11\nC0020, R0090\nC0110, R0290\nOverall total\nAggregated volume of internalised settlement instructions settled by the settlement internaliser during the period covered by the report.\n12\nC0030, R0090\nC0120, R0290\nOverall total\nAggregated value, expressed in euros, of internalised settlement instructions settled during the period covered by the report.\n13\nC0040, R0090\nC0130, R0290\nOverall total\nAggregated volume of failed internalised settlement instructions during the period covered by the report\n14\nC0050, R0090\nC0140, R0290\nOverall total\nAggregated value, expressed in euros, of failed internalised settlement instructions during the period covered by the report\n15\nC0060, R0090\nC0150, R0290\nOverall total\nAggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions during the period covered by the report.\n16\nC0070, R0090\nC0160, R0290\nOverall total\nAggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and of failed internalised settlement instructions during the period covered by the report.\n17\nC0080, R0090\nC0170, R0290\nOverall total\nThe rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions during the period covered by the report.\n18\nC0090, R0090\nC0180, R0290\nOverall total\nThe rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions during the period covered by the report.\n19\nC0020, R0100\nC0110, R0300\nTransferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU\nAggregated volume of internalised settlement instructions settled in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.\n20\nC0030, R0100\nC0120, R0300\nTransferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU\nAggregated value, expressed in euros, of internalised settlement instructions settled in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.\n21\nC0040, R0100\nC0130, R0300\nTransferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU\nAggregated volume of failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report\n22\nC0050, R0100\nC0140, R0300\nTransferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU\nAggregated value, expressed in euros, of failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report\n23\nC0060, R0100\nC0150, R0300\nTransferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU\nAggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.\n24\nC0070, R0100\nC0160, R0300\nTransferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU\nAggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.\n25\nC0080, R0100\nC0170, R0300\nTransferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU\nThe rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.\n26\nC0090, R0100\nC0180, R0300\nTransferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU\nThe rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.\n27\nC0020, R0110\nC0110, R0310\nSovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nAggregated volume of internalised settlement instructions settled in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.\n28\nC0030, R0110\nC0120, R0310\nSovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nAggregated value, expressed in euros, of internalised settlement instructions settled in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.\n29\nC0040, R0110\nC0130, R0310\nSovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nAggregated volume of failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report\n30\nC0050, R0110\nC0140, R0310\nSovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nAggregated value, expressed in euros, of failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report\n31\nC0060, R0110\nC0150, R0310\nSovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nAggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.\n32\nC0070, R0110\nC0160, R0310\nSovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nAggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and of failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.\n33\nC0080, R0110\nC0170, R0310\nSovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nThe rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.\n34\nC0090, R0110\nC0180, R0310\nSovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nThe rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.\n35\nC0020, R0120\nC0110, R0320\nTransferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nAggregated volume of internalised settlement instructions settled in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.\n36\nC0030, R0120\nC0120, R0320\nTransferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nAggregated value, expressed in euros, of internalised settlement instructions settled in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.\n37\nC0040, R0120\nC0130, R0320\nTransferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nAggregated volume of failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report\n38\nC0050, R0120\nC0140, R0320\nTransferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nAggregated value, expressed in euros, of failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report\n39\nC0060, R0120\nC0150, R0320\nTransferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nAggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.\n40\nC0070, R0120\nC0160, R0320\nTransferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nAggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and of failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.\n41\nC0080, R0120\nC0170, R0320\nTransferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nThe rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.\n42\nC0090, R0120\nC0180, R0320\nTransferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nThe rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.\n43\nC0020, R0130\nC0110, R0330\nTransferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU\nAggregated volume of internalised settlement instructions settled in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.\n44\nC0030, R0130\nC0120, R0330\nTransferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU\nAggregated value, expressed in euros, of internalised settlement instructions settled in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.\n45\nC0040, R0130\nC0130, R0330\nTransferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU\nAggregated volume of failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report\n46\nC0050, R0130\nC0140, R0330\nTransferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU\nAggregated value, expressed in euros, of failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report\n47\nC0060, R0130\nC0150, R0330\nTransferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU\nAggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.\n48\nC0070, R0130\nC0160, R0330\nTransferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU\nAggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.\n49\nC0080, R0130\nC0170, R0330\nTransferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU\nThe rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.\n50\nC0090, R0130\nC0180, R0330\nTransferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU\nThe rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.\n51\nC0020, R0140\nC0110, R0340\nExchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU\nAggregated volume of internalised settlement instructions settled in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.\n52\nC0030, R0140\nC0120, R0340\nExchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU\nAggregated value, expressed in euros, of internalised settlement instructions settled in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.\n53\nC0040, R0140\nC0130, R0340\nExchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU\nAggregated volume of failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report\n54\nC0050, R0140\nC0140, R0340\nExchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU\nAggregated value, expressed in euros, of failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report\n55\nC0060, R0140\nC0150, R0340\nExchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU\nAggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.\n56\nC0070, R0140\nC0160, R0340\nExchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU\nAggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.\n57\nC0080, R0140\nC0170, R0340\nExchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU\nThe rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.\n58\nC0090, R0140\nC0180, R0340\nExchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU\nThe rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.\n59\nC0020, R0150\nC0110, R0350\nUnits in collective investment undertakings, other than ETFs\nAggregated volume of internalised settlement instructions settled for units in collective investment undertakings, other than ETFs by the settlement internaliser during the period covered by the report.\n60\nC0030, R0150\nC0120, R0350\nUnits in collective investment undertakings, other than ETFs\nAggregated value, expressed in euros, of internalised settlement instructions settled in units in collective investment undertakings, other than ETFs during the period covered by the report.\n61\nC0040, R0150\nC0130, R0350\nUnits in collective investment undertakings, other than ETFs\nAggregated volume of failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.\n62\nC0050, R0150\nC0140, R0350\nUnits in collective investment undertakings, other than ETFs\nAggregated value, expressed in euros, of failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.\n63\nC0060, R0150\nC0150, R0350\nUnits in collective investment undertakings, other than ETFs\nAggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.\n64\nC0070, R0150\nC0160, R0350\nUnits in collective investment undertakings, other than ETFs\nAggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.\n65\nC0080, R0150\nC0170, R0350\nUnits in collective investment undertakings, other than ETFs\nThe rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.\n66\nC0090, R0150\nC0180, R0350\nUnits in collective investment undertakings, other than ETFs\nThe rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.\n67\nC0020, R0160\nC0110, R0360\nMoney market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nAggregated volume of internalised settlement instructions settled in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.\n68\nC0030, R0160\nC0120, R0360\nMoney market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nAggregated value, expressed in euros, of internalised settlement instructions settled in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.\n69\nC0040, R0160\nC0130, R0360\nMoney market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nAggregated volume of failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report\n70\nC0050, R0160\nC0140, R0360\nMoney market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nAggregated value, expressed in euros, of failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report\n71\nC0060, R0160\nC0150, R0360\nMoney market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nAggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.\n72\nC0070, R0160\nC0160, R0360\nMoney market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nAggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.\n73\nC0080, R0160\nC0170, R0360\nMoney market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nThe rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.\n74\nC0090, R0160\nC0180, R0360\nMoney market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU\nThe rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.\n75\nC0020, R0170\nC0110, R0370\nEmission allowances\nAggregated volume of internalised settlement instructions settled in emission allowances by the settlement internaliser during the period covered by the report.\n76\nC0030, R0170\nC0120, R0370\nEmission allowances\nAggregated value, expressed in euros, of internalised settlement instructions settled in emission allowances during the period covered by the report.\n77\nC0040, R0170\nC0130, R0370\nEmission allowances\nAggregated volume of failed internalised settlement instructions in emission allowances during the period covered by the report\n78\nC0050, R0170\nC0140, R0370\nEmission allowances\nAggregated value, expressed in euros, of failed internalised settlement instructions in emission allowances during the period covered by the report\n79\nC0060, R0170\nC0150, R0370\nEmission allowances\nAggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in emission allowances during the period covered by the report.\n80\nC0070, R0170\nC0160, R0370\nEmission allowances\nAggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in emission allowances during the period covered by the report.\n81\nC0080, R0170\nC0170, R0370\nEmission allowances\nThe rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in emission allowances during the period covered by the report.\n82\nC0090, R0170\nC0180, R0370\nEmission allowances\nThe rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in emission allowances during the period covered by the report.\n83\nC0020, R0180\nC0110, R0380\nOther financial instruments\nAggregated volume of internalised settlement instructions settled in other financial instruments by the settlement internaliser during the period covered by the report.\n84\nC0030, R0180\nC0120, R0380\nOther financial instruments\nAggregated value, expressed in euros, of internalised settlement instructions settled in other financial instruments during the period covered by the report.\n85\nC0040, R0180\nC0130, R0380\nOther financial instruments\nAggregated volume of failed internalised settlement instructions in other financial instruments during the period covered by the report\n86\nC0050, R0180\nC0140, R0380\nOther financial instruments\nAggregated value, expressed in euros, of failed internalised settlement instructions in other financial instruments during the period covered by the report\n87\nC0060, R0180\nC0150, R0380\nOther financial instruments\nAggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in other financial instruments during the period covered by the report.\n88\nC0070, R0180\nC0160, R0380\nOther financial instruments\nAggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in other financial instruments during the period covered by the report.\n89\nC0080, R0180\nC0170, R0380\nOther financial instruments\nThe rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in other financial instruments during the period covered by the report.\n90\nC0090, R0180\nC0180, R0380\nOther financial instruments\nThe rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in other financial instruments during the period covered by the report.\n91\nC0020, R0190\nC0110, R0390\nPurchase or sale of securities\nAggregated volume of internalised settlement instructions settled for purchase or sale of securities by the settlement internaliser during the period covered by the report.\n92\nC0030, R0190\nC0120, R0390\nPurchase or sale of securities\nAggregated value, expressed in euros, of internalised settlement instructions settled for the purchase or sale of securities during the period covered by the report.\n93\nC0040, R0190\nC0130, R0390\nPurchase or sale of securities\nAggregated volume of failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report\n94\nC0050, R0190\nC0140, R0390\nPurchase or sale of securities\nAggregated value, expressed in euros, of failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report\n95\nC0060, R0190\nC0150, R0390\nPurchase or sale of securities\nAggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report.\n96\nC0070, R0190\nC0160, R0390\nPurchase or sale of securities\nAggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report.\n97\nC0080, R0190\nC0170, R0390\nPurchase or sale of securities\nThe rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report.\n98\nC0090, R0190\nC0180, R0390\nPurchase or sale of securities\nThe rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report.\n99\nC0020, R0200\nC0110, R0400\nCollateral management operations\nAggregated volume of internalised settlement instructions settled for the collateral management operations by the settlement internaliser during the period covered by the report.\nCollateral management operations are defined as:\nCollateral in: COLI;\nCollateral out: COLO;\nCentral bank collateral operation: CNCB.\n100\nC0030, R0200\nC0120, R0400\nCollateral management operations\nAggregated value, expressed in euros, of internalised settlement instructions settled for the collateral management operations during the period covered by the report.\nCollateral management operations are defined as:\nCollateral in: COLI\nCollateral out: COLO\nCentral bank collateral operation: CNCB\n101\nC0040, R0200\nC0130, R0400\nCollateral management operations\nAggregated volume of failed internalised settlement instructions for the collateral management operations during the period covered by the report.\nCollateral management operations are defined as:\nCollateral in: COLI\nCollateral out: COLO\nCentral bank collateral operation: CNCB\n102\nC0050, R0200\nC0140, R0400\nCollateral management operations\nAggregated value, expressed in euros, of failed internalised settlement instructions for the collateral management operations during the period covered by the report.\nCollateral management operations are defined as:\nCollateral in: COLI\nCollateral out: COLO\nCentral bank collateral operation: CNCB\n103\nC0060, R0200\nC0150, R0400\nCollateral management operations\nAggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for the collateral management operations during the period covered by the report.\nCollateral management operations are defined as:\nCollateral in: COLI\nCollateral out: COLO\nCentral bank collateral operation: CNCB\n104\nC0070, R0200\nC0160, R0400\nCollateral management operations\nAggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the collateral management operations during the period covered by the report.\nCollateral management operations are defined as:\nCollateral in: COLI\nCollateral out: COLO\nCentral bank collateral operation: CNCB\n105\nC0080, R0200\nC0170, R0400\nCollateral management operations\nThe rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the collateral management operations during the period covered by the report.\nCollateral management operations are defined as:\nCollateral in: COLI\nCollateral out: COLO\nCentral bank collateral operation: CNCB\n106\nC0090, R0200\nC0180, R0400\nCollateral management operations\nThe rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the collateral management operations during the period covered by the report.\nCollateral management operations are defined as:\nCollateral in: COLI\nCollateral out: COLO\nCentral bank collateral operation: CNCB\n107\nC0020, R0210\nC0110, R0410\nSecurities lending and securities borrowing\nAggregated volume of internalised settlement instructions settled for the securities lending and securities borrowing by the settlement internaliser during the period covered by the report.\n108\nC0030, R0210\nC0120, R0410\nSecurities lending and securities borrowing\nAggregated value, expressed in euros, of internalised settlement instructions settled for the securities lending and securities borrowing during the period covered by the report.\n109\nC0040, R0210\nC0130, R0410\nSecurities lending and securities borrowing\nAggregated volume, expressed in euros, of failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.\n110\nC0050, R0210\nC0140, R0410\nSecurities lending and securities borrowing\nAggregated value, expressed in euros, of failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.\n111\nC0060, R0210\nC0150, R0410\nSecurities lending and securities borrowing\nAggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.\n112\nC0070, R0210\nC0160, R0410\nSecurities lending and securities borrowing\nAggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.\n113\nC0080, R0210\nC0170, R0410\nSecurities lending and securities borrowing\nThe rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.\n114\nC0090, R0210\nC0180, R0410\nSecurities lending and securities borrowing\nThe rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.\n115\nC0020, R0220\nC0110, R0420\nRepurchase transactions\nAggregated volume of internalised settlement instructions settled for the repurchase transactions by the settlement internaliser during the period covered by the report.\nRepurchase transactions are defined as:\nRepurchase agreement transactions: REPU\nReverse repurchase agreement transactions: RVPO\nTriparty repurchase agreements: TRPO\nTriparty reverse repurchase agreements: TRVO\nBuy sell back transactions: BSBK\nSell buy back transactions: SBBK\n116\nC0030, R0220\nC0120, R0420\nRepurchase transactions\nAggregated value, expressed in euros, of internalised settlement instructions settled for the repurchase transactions during the period covered by the report.\nRepurchase transactions are defined as:\nRepurchase agreement transactions: REPU\nReverse repurchase agreement transactions: RVPO\nTriparty repurchase agreements: TRPO\nTriparty reverse repurchase agreements: TRVO\nBuy sell back transactions: BSBK\nSell buy back transactions: SBBK\n117\nC0040, R0220\nC0130, R0420\nRepurchase transactions\nAggregated volume of failed internalised settlement instructions for the repurchase transactions by the settlement internaliser during the period covered by the report.\nRepurchase transactions are defined as:\nRepurchase agreement transactions: REPU\nReverse repurchase agreement transactions: RVPO\nTriparty repurchase agreements: TRPO\nTriparty reverse repurchase agreements: TRVO\nBuy sell back transactions: BSBK\nSell buy back transactions: SBBK\n118\nC0050, R0220\nC0140, R0420\nRepurchase transactions\nAggregated value, expressed in euros, of failed internalised settlement instructions for the repurchase transactions during the period covered by the report.\nRepurchase transactions are defined as:\nRepurchase agreement transactions: REPU\nReverse repurchase agreement transactions:RVPO\nTriparty repurchase agreements: TRPO\nTriparty reverse repurchase agreements: TRVO\nBuy sell back transactions: BSBK\nSell buy back transactions: SBBK\n119\nC0060, R0220\nC0150, R0420\nRepurchase transactions\nAggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for the repurchase transactions during the period covered by the report.\nRepurchase transactions are defined as:\nRepurchase agreement transactions: REPU\nReverse repurchase agreement transactions: RVPO\nTriparty repurchase agreements: TRPO\nTriparty reverse repurchase agreements: TRVO\nBuy sell back transactions: BSBK\nSell buy back transactions: SBBK\n120\nC0070, R0220\nC0160, R0420\nRepurchase transactions\nAggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the repurchase transactions during the period covered by the report.\nRepurchase transactions are defined as:\nRepurchase agreement transactions: REPU\nReverse repurchase agreement transactions: RVPO\nTriparty repurchase agreements: TRPO\nTriparty reverse repurchase agreements: TRVO\nBuy sell back transactions: BSBK\nSell buy back transactions: SBBK\n121\nC0080, R0220\nC0170, R0420\nRepurchase transactions\nThe rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the repurchase transactions during the period covered by the report.\nRepurchase transactions are defined as:\nRepurchase agreement transactions: REPU\nReverse repurchase agreement transactions: RVPO\nTriparty repurchase agreements: TRPO\nTriparty reverse repurchase agreements: TRVO\nBuy sell back transactions: BSBK\nSell buy back transactions: SBBK\n122\nC0090, R0220\nC0180, R0420\nRepurchase transactions\nThe rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the repurchase transactions during the period covered by the report.\nRepurchase transactions are defined as:\nRepurchase agreement transactions: REPU\nReverse repurchase agreement transactions: RVPO\nTriparty repurchase agreements: TRPO\nTriparty reverse repurchase agreements: TRVO\nBuy sell back transactions: BSBK\nSell buy back transactions: SBBK\n123\nC0020, R0230\nC0110, R0430\nOther securities transactions\nAggregated volume of internalised settlement instructions settled for any other securities transactions by the settlement internaliser during the period covered by the report.\n124\nC0030, R0230\nC0120, R0430\nOther securities transactions\nAggregated value, expressed in euros, of internalised settlement instructions settled for any other securities transactions during the period covered by the report.\n125\nC0040, R0230\nC0130, R0430\nOther securities transactions\nAggregated volume of failed internalised settlement instructions settled for any other securities transactions during the period covered by the report.\n126\nC0050, R0230\nC0140, R0430\nOther securities transactions\nAggregated value, expressed in euros, of failed internalised settlement instructions for any other securities transactions during the period covered by the report.\n127\nC0060, R0230\nC0150, R0430\nOther securities transactions\nAggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for any other securities transactions during the period covered by the report.\n128\nC0070, R0230\nC0160, R0430\nOther securities transactions\nAggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for any other securities transactions during the period covered by the report.\n129\nC0080, R0230\nC0170, R0430\nOther securities transactions\nThe rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for any other securities transactions during the period covered by the report.\n130\nC0090, R0230\nC0180, R0430\nOther securities transactions\nThe rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for any other securities transactions during the period covered by the report.\n131\nC0020, R0240\nC0110, R0440\nProfessional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU\nAggregated volume of internalised settlement instructions settled for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.\n132\nC0030, R0240\nC0120, R0440\nProfessional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU\nAggregated value, expressed in euros, of internalised settlement instructions settled for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.\n133\nC0040, R0240\nC0130, R0440\nProfessional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU\nAggregated volume of failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report\n134\nC0050, R0240\nC0140, R0440\nProfessional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU\nAggregated value, expressed in euros, of failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report\n135\nC0060, R0240\nC0150, R0440\nProfessional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU\nAggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.\n136\nC0070, R0240\nC0160, R0440\nProfessional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU\nAggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.\n137\nC0080, R0240\nC0170, R0440\nProfessional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU\nThe rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.\n138\nC0090, R0240\nC0180, R0440\nProfessional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU\nThe rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.\n139\nC0020, R0250\nC0110, R0450\nRetail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU\nAggregated volume of internalised settlement instructions settled for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.\n140\nC0030, R0250\nC0120, R0450\nRetail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU\nAggregated value, expressed in euros, of internalised settlement instructions settled for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.\n141\nC0040, R0250\nC0130, R0450\nRetail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU\nAggregated volume of failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report\n142\nC0050, R0250\nC0140, R0450\nRetail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU\nAggregated value, expressed in euros, of failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.\n143\nC0060, R0250\nC0150, R0450\nRetail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU\nAggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.\n144\nC0070, R0250\nC0160, R0450\nRetail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU\nAggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and number of failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.\n145\nC0080, R0250\nC0170, R0450\nRetail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU\nThe rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.\n146\nC0090, R0250\nC0180, R0450\nRetail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU\nThe rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.\n147\nC0020, R0260\nC0110, R0460\nTotal cash transfers\nAggregated volume of internalised settlement instructions settled for cash transfers by the settlement internaliser during the period covered by the report.\n148\nC0030, R0260\nC0120, R0460\nTotal cash transfers\nAggregated value, expressed in euros, of internalised settlement instructions settled for cash transfers during the period covered by the report.\n149\nC0040, R0260\nC0130, R0460\nTotal cash transfers\nAggregated volume of failed internalised settlement instructions for cash transfers during the period covered by the report\n150\nC0050, R0260\nC0140, R0460\nTotal cash transfers\nAggregated value, expressed in euros, of failed internalised settlement instructions for cash transfers during the period covered by the report\n151\nC0060, R0260\nC0150, R0460\nTotal cash transfers\nAggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for cash transfers during the period covered by the report.\n152\nC0070, R0260\nC0160, R0460\nTotal cash transfers\nAggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for cash transfers during the period covered by the report.\n153\nC0080, R0260\nC0170, R0460\nTotal cash transfers\nThe rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for cash transfers during the period covered by the report.\n154\nC0090, R0260\nC0180, R0460\nTotal cash transfers\nThe rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for cash transfers during the period covered by the report.",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eur/2017/393/annex/II",
    "retrieved_at": "2026-11-01T14:45:08.523977+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}