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Annex I Record-keeping

United Kingdom Repealed

Original text. Later amendments are not shown.

  1. Minimum list of records to be kept by investment firms depending upon the nature of their activities . References to provisions in Directive 2014/65/EU are to be read as references to the provisions in the UK law on markets in financial instruments which implemented those provisions.

Notes on the whole EU Regulation

Textual amendments

F1

Regulation revoked (5.4.2024 for the revocation of Arts. 84-89, 23.10.2025 in so far as not already in force) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 3 (with s. 1(4)); S.I. 2023/1382, reg. 4(d)(i); S.I. 2025/1078, reg. 2(b) (with reg. 11)