OpenLegislation

Chapter I SCOPE AND DEFINITIONS

United Kingdom Repealed

Original text. Later amendments are not shown.

  1. A1Application
  2. 1Subject-matter and scope
  3. 2Definitions
  4. 3Conditions applying to the provision of information
  5. 4Provision of investment service in an incidental manner ...
  6. 5Wholesale energy products that must be physically settled ...
  7. 6Energy derivative contracts relating to oil and coal and wholesale energy products ...
  8. 7Other derivative financial instruments ...
  9. 8Derivatives under paragraph 10 of Part 1 of Schedule 2 to the Regulated Activities Order ...
  10. 9Investment advice ...
  11. 10Characteristics of other derivative contracts relating to currencies
  12. 11Money-market instruments ...
  13. 12Systematic internalisers for shares, depositary receipts, ETFs, certificates and other similar financial instruments ...
  14. 13Systematic internalisers for bonds ...
  15. 14Systematic internalisers for structured finance products ...
  16. 15Systematic internalisers for derivatives ...
  17. 16Systematic internalisers for emission allowances ...
  18. 16ZATransitional period: data for calculations
  19. 16aParticipation in matching arrangements
  20. 17Relevant assessment periods ...
  21. 18Algorithmic trading ...
  22. 19High frequency algorithmic trading technique ...
  23. 20Direct electronic access ...

Notes on the whole EU Regulation

Textual amendments

F1

Regulation revoked (5.4.2024 for the revocation of Arts. 84-89, 23.10.2025 in so far as not already in force) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 3 (with s. 1(4)); S.I. 2023/1382, reg. 4(d)(i); S.I. 2025/1078, reg. 2(b) (with reg. 11)