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Section 3 Assessment of suitability and appropriateness

United Kingdom Repealed

Original text. Later amendments are not shown.

  1. 54Assessment of suitability and suitability reports ...
  2. 55Provisions common to the assessment of suitability or appropriateness ...
  3. 56Assessment of appropriateness and related record-keeping obligations ...
  4. 57Provision of services in non-complex instruments ...
  5. 58Retail and Professional Client agreements ...

Notes on the whole EU Regulation

Textual amendments

F1

Regulation revoked (5.4.2024 for the revocation of Arts. 84-89, 23.10.2025 in so far as not already in force) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 3 (with s. 1(4)); S.I. 2023/1382, reg. 4(d)(i); S.I. 2025/1078, reg. 2(b) (with reg. 11)