OpenLegislation

Chapter II CAPACITY AND RESILIENCE OF TRADING VENUES

United Kingdom

Original text. Later amendments are not shown.

  1. 7Due diligence for members of trading venues(Article 48(1) of Directive 2014/65/EU)
  2. 8Testing of the trading systems(Article 48(1) of Directive 2014/65/EU)
  3. 9Conformance testing(Article 48(6) of Directive 2014/65/EU)
  4. 10Testing the members' algorithms to avoid disorderly trading conditions(Article 48(6) of Directive 2014/65/EU)
  5. 11Trading venues' capacity(Article 48(1) of Directive 2014/65/EU)
  6. 12General monitoring obligations(Article 48(1) of Directive 2014/65/EU)
  7. 13Ongoing monitoring(Article 48(1) of Directive 2014/65/EU)
  8. 14Periodic review of the performance and capacity of the algorithmic trading systems(Article 48(1) of Directive 2014/65/EU)
  9. 15Business continuity arrangements(Article 48(1) of Directive 2014/65/EU)
  10. 16Business continuity plan(Article 48(1) of Directive 2014/65/EU)
  11. 17Periodic review of business continuity arrangements(Article 48(1) of Directive 2014/65/EU)
  12. 18Prevention of disorderly trading conditions(Article 48(4), (5) and (6) of Directive 2014/65/EU)
  13. 19Mechanisms to manage volatility(Article 48(5) of Directive 2014/65/EU)
  14. 20Pre-trade and post-trade controls(Article 48(4) and (6) of Directive 2014/65/EU)
  15. 21Pre-determination of the conditions to provide direct electronic access(Article 48(7) of Directive 2014/65/EU)
  16. 22Specific requirements for trading venues permitting sponsored access(Article 48(7) of Directive 2014/65/EU)
  17. 23Security and limits to access(Article 48(1) of Directive 2014/65/EU)
  18. 24Entry into force