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Annex III Reference data to be provided for the purpose of transparency calculations

United Kingdom

Original text. Later amendments are not shown.

Table 1

Symbol table

SymbolData TypeDefinition
{ALPHANUM-n}Up to n alphanumerical charactersFree text field.
{ISIN}12 alphanumerical charactersISIN code, as defined in ISO 6166
{MIC}4 alphanumerical charactersMarket identifier as defined in ISO 10383

Table 2

Details of the reference data to be provided for the purpose of transparency calculations

#FieldDetails to be reportedFormat and standards for reporting
1Instrument identification codeCode used to identify the financial instrument{ISIN}
2Instrument full nameFull name of the financial instrument{ALPHANUM-350}
3Trading venueSegment MIC for the trading venue or systematic internaliser, where available, otherwise operational MIC.{MIC}
4MiFIR identifier

Identification of equity financial instruments

  • Shares as referred to in Article 4(44)(a) of Directive 2014/65/EU;

  • Depositary receipts as defined in Article 4(45) of Directive 2014/65/EU;

  • ETF as defined in Article 4(46) of Directive 2014/65/EU;

  • Certificates as defined in Article 2(1)(27) of Regulation (EU) No 600/2014;

  • Other equity-like financial instrument is a transferable security which is an equity instrument similar to a share, ETF, depositary receipt or certificate but other than a share, ETF, depositary receipt or certificate.

Equity financial instruments:

  • SHRS = shares

  • ETFS = ETFs

  • DPRS = depositary receipts

  • CRFT = certificates

  • OTHR = other equity-like financial instruments