Chapter IV INVESTMENT FIRMS ACTING AS GENERAL CLEARING MEMBERS
United Kingdom
- 24Systems and controls of investment firms acting as general clearing members(Article 17(6) of Directive 2014/65/EU)
- 25Due diligence assessments of prospective clearing clients(Article 17(6) of Directive 2014/65/EU)
- 26Position limits(Article 17(6) of Directive 2014/65/EU)
- 27Disclosure of information about the services provided(Article 17(6) of Directive 2014/65/EU)