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Annex I Standard agreement for cooperation arrangements in case the operations of a trading venue become of substantial importance in a host Member State

United Kingdom

Original text. Later amendments are not shown.

For the purpose of establishing proportionate cooperation arrangements between [host competent authority] (the host authority) and [home competent authority] (the home authority) in relation to the operations of [trading venue] (the trading venue) which are of substantial importance for the functioning of securities markets and the protection of investors in [host Member State] (the host Member State), the home and host authorities (the Authorities) have reached the following agreement:

  1. 1Purpose and general provisions
  2. 2Scope of cooperation
  3. 3Procedures for sending and processing requests for cooperation
  4. 4Responding to a request for cooperation
  5. 5Procedures for ongoing cooperation arrangements
  6. 6Procedures for consultation
  7. 7Procedures for assistance: requests for the taking of a statement from a person
  8. 8Procedures for assistance: requests for an Authority to open an investigation or carry out an on-site inspection
  9. 9Confidentiality restrictions and permissible uses of information
  10. 10Amendment, supplementary provisions and review of this agreement
  11. 11Additional parties
  12. 12Resolution of disputes
  13. 13Termination
  14. 14Publication
  15. 15Entry into effect
  16. 16Signatures