{
  "url": "https://openlegislation.uk/eu-regulation-2018-1229/annex-II",
  "json_url": "https://openlegislation.uk/eu-regulation-2018-1229/annex-II.json",
  "legislation": "eur/2018/1229",
  "legislation_title": "Commission Delegated Regulation (EU) 2018/1229 of 25 May 2018 supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council with regard to regulatory technical standards on settlement discipline (Text with EEA relevance)",
  "legislation_url": "https://openlegislation.uk/eu-regulation-2018-1229",
  "path": "annex/II",
  "kind": "annex",
  "number": "II",
  "heading": "Information on settlement fails to be reported by CSDs to the competent authorities and relevant authorities on an annual basis",
  "text": "Table 1\nNo\nDetails to be reported\nFormat\n1.\nCountry code for the jurisdiction in which the CSD is established\nISO 3166 2 character country code\n2.\nSecurities settlement system operated by the CSD\nFree text\n3.\nReporting timestamp (CSD to competent authority/relevant authority)\nISO 8601 date in the UTC time format YYYY-MM-DDThh:mm:ssZ\n4.\nReporting period: beginning and end dates of the period covered by the report\nISO 8601 date in the format YYYY-MM-DD-YYYY-MM-DD\n5.\nCSD Legal Entity Identifier\nISO 17442 Legal Entity Identifier (LEI) 20 alphanumerical character code\n6.\nCorporate name of the CSD\nFree text\n7.\nName of the person responsible for the report sent by the CSD\nFree text\n8.\nFunction of the person responsible for the report sent by the CSD\nFree text\n9.\nPhone number of the person responsible for the report sent by the CSD\nOnly numerical characters may be used. The phone number must be provided with the country code and the local area code. No special characters may be used.\n10.\nEmail address of the person responsible for the report sent by the CSD\nEmail addresses must be supplied using the standard email address convention.\n11.\nMeasures to improve settlement efficiency\nFree text\n12.\nMain reasons for settlement fails (annual summary of the reasons for settlement fails included in the monthly reports)\nFree text\n13.\nAnnual volume of settlement instructions\nUp to 20 numerical characters reported as whole numbers without decimals.\n14.\nAnnual volume of settlement fails (covering both settlement fails for lack of securities and lack of cash)\nUp to 20 numerical characters reported as whole numbers without decimals.\n15.\nAnnual rate of settlement fails based on volume (annual number of settlement fails/annual number of settlement instructions)\n(covering both settlement fails for lack of securities and lack of cash)\nPercentage value up to 2 decimal places\n16.\nAnnual value (EUR) of settlement instructions\nUp to 20 numerical characters including decimals. At least one character before and one character after the decimal mark shall be populated. The decimal mark is not counted as a numerical character\n17.\nAnnual value (EUR) of settlement fails (covering both settlement fails for lack of securities and lack of cash)\nUp to 20 numerical characters including decimals. At least one character before and one character after the decimal mark shall be populated. The decimal mark is not counted as a numerical character\n18.\nAnnual rate of settlement fails based on value (annual value of settlement fails/annual value of settlement instructions)\n(covering both settlement fails for lack of securities and lack of cash)\nPercentage value up to 2 decimal places\n19.\nEligible for derogation under Article 12 of the delegated regulation on settlement discipline, including the justification\nYES/NO\nFree text",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eur/2018/1229/annex/II",
    "retrieved_at": "2026-11-01T14:43:58.393159+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}