{
  "url": "https://openlegislation.uk/eu-regulation-2018-1229/annex-III",
  "json_url": "https://openlegislation.uk/eu-regulation-2018-1229/annex-III.json",
  "legislation": "eur/2018/1229",
  "legislation_title": "Commission Delegated Regulation (EU) 2018/1229 of 25 May 2018 supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council with regard to regulatory technical standards on settlement discipline (Text with EEA relevance)",
  "legislation_url": "https://openlegislation.uk/eu-regulation-2018-1229",
  "path": "annex/III",
  "kind": "annex",
  "number": "III",
  "heading": "Report on settlement fails to be made public on an annual basis",
  "text": "Table 1\nNo.\nDetails to be published\nFormat\n1.\nReporting period\nISO 8601 date in the format YYYY-MM-DD-YYYY-MM-DD\n2.\nCSD Legal Entity Identifier\nISO 17442 Legal Entity Identifier (LEI) 20 alphanumerical character code\n3.\nSecurities settlement system operated by the CSD\nFree text\n4.\nNumber of settlement instructions during the period covered by the report\nUp to 20 numerical characters reported as whole numbers without decimals.\n5.\nValue (EUR) of settlement instructions during the period covered by the report\nUp to 20 numerical characters including decimals. At least one character before and one character after the decimal mark shall be populated. The decimal mark is not counted as a numerical character.\nData on failure to deliver securities\n6.\nNumber of settlement fails due to failure to deliver securities\nUp to 20 numerical characters reported as whole numbers without decimals.\n7.\nValue (EUR) of settlement fails due to failure to deliver securities\nUp to 20 numerical characters including decimals. At least one character before and one character after the decimal mark shall be populated. The decimal mark is not counted as a numerical character.\n8.\nRate of settlement fails based on volume of settlement instructions\nPercentage value up to 2 decimal places.\n9.\nRate of settlement fails based on value of settlement instructions\nPercentage value up to 2 decimal places.\nData on failure to deliver cash\n10.\nNumber of settlement fails due to failure to deliver cash\nUp to 20 numerical characters reported as whole numbers without decimals.\n11.\nValue (EUR) of settlement fails due to failure to deliver cash\nUp to 20 numerical characters including decimals. At least one character before and one character after the decimal mark shall be populated. The decimal mark is not counted as a numerical character.\n12.\nRate of settlement fails based on volume of settlement instructions\nPercentage value up to 2 decimal places.\n13.\nRate of settlement fails based on value (EUR) of settlement instructions\nPercentage value up to 2 decimal places\nData covering both settlement fails for lack of securities and lack of cash\n14.\nTotal number of settlement fails (covering both settlement fails for lack of securities and lack of cash)\nUp to 20 numerical characters reported as whole numbers without decimals.\n15.\nTotal value (EUR) of settlement fails (covering both settlement fails for lack of securities and lack of cash)\nUp to 20 numerical characters including decimals. At least one character before and one character after the decimal mark shall be populated. The decimal mark is not counted as a numerical character.\n16.\nRate of settlement fails based on volume of settlement instructions\nPercentage value up to 2 decimals places\n17.\nRate of settlement fails based on value of settlement instructions\nUp to 5 numerical characters including decimals. At least one character before and one character after the decimal mark shall be populated. The decimal mark is not counted as a numerical character.\n18.\nMeasures to improve settlement efficiency\nFree text",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eur/2018/1229/annex/III",
    "retrieved_at": "2026-11-01T14:43:58.393159+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}