# Commission Delegated Regulation (EU) 2018/1229 of 25 May 2018 supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council with regard to regulatory technical standards on settlement discipline (Text with EEA relevance), Annex III: Report on settlement fails to be made public on an annual basis

Extent: E+W+S+N.I.

Table 1
No.
Details to be published
Format
1.
Reporting period
ISO 8601 date in the format YYYY-MM-DD-YYYY-MM-DD
2.
CSD Legal Entity Identifier
ISO 17442 Legal Entity Identifier (LEI) 20 alphanumerical character code
3.
Securities settlement system operated by the CSD
Free text
4.
Number of settlement instructions during the period covered by the report
Up to 20 numerical characters reported as whole numbers without decimals.
5.
Value (EUR) of settlement instructions during the period covered by the report
Up to 20 numerical characters including decimals. At least one character before and one character after the decimal mark shall be populated. The decimal mark is not counted as a numerical character.
Data on failure to deliver securities
6.
Number of settlement fails due to failure to deliver securities
Up to 20 numerical characters reported as whole numbers without decimals.
7.
Value (EUR) of settlement fails due to failure to deliver securities
Up to 20 numerical characters including decimals. At least one character before and one character after the decimal mark shall be populated. The decimal mark is not counted as a numerical character.
8.
Rate of settlement fails based on volume of settlement instructions
Percentage value up to 2 decimal places.
9.
Rate of settlement fails based on value of settlement instructions
Percentage value up to 2 decimal places.
Data on failure to deliver cash
10.
Number of settlement fails due to failure to deliver cash
Up to 20 numerical characters reported as whole numbers without decimals.
11.
Value (EUR) of settlement fails due to failure to deliver cash
Up to 20 numerical characters including decimals. At least one character before and one character after the decimal mark shall be populated. The decimal mark is not counted as a numerical character.
12.
Rate of settlement fails based on volume of settlement instructions
Percentage value up to 2 decimal places.
13.
Rate of settlement fails based on value (EUR) of settlement instructions
Percentage value up to 2 decimal places
Data covering both settlement fails for lack of securities and lack of cash
14.
Total number of settlement fails (covering both settlement fails for lack of securities and lack of cash)
Up to 20 numerical characters reported as whole numbers without decimals.
15.
Total value (EUR) of settlement fails (covering both settlement fails for lack of securities and lack of cash)
Up to 20 numerical characters including decimals. At least one character before and one character after the decimal mark shall be populated. The decimal mark is not counted as a numerical character.
16.
Rate of settlement fails based on volume of settlement instructions
Percentage value up to 2 decimals places
17.
Rate of settlement fails based on value of settlement instructions
Up to 5 numerical characters including decimals. At least one character before and one character after the decimal mark shall be populated. The decimal mark is not counted as a numerical character.
18.
Measures to improve settlement efficiency
Free text

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Source: https://www.legislation.gov.uk/eur/2018/1229/annex/III (the official version)
Page: https://openlegislation.uk/eu-regulation-2018-1229/annex-III
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.