{
  "url": "https://openlegislation.uk/eu-regulation-2018-1624/annex-I",
  "json_url": "https://openlegislation.uk/eu-regulation-2018-1624/annex-I.json",
  "legislation": "eur/2018/1624",
  "legislation_title": "Commission Implementing Regulation (EU) 2018/1624 of 23 October 2018 laying down implementing technical standards with regard to procedures and standard forms and templates for the provision of information for the purposes of resolution plans for credit institutions and investment firms pursuant to Directive 2014/59/EU of the European Parliament and of the Council, and repealing Commission Implementing Regulation (EU) 2016/1066 (Text with EEA relevance)",
  "legislation_url": "https://openlegislation.uk/eu-regulation-2018-1624",
  "path": "annex/I",
  "kind": "annex",
  "number": "I",
  "heading": null,
  "text": "RESOLUTION TEMPLATES\nTemplate number\nTemplate code\nName of the template or group of templates\nShort name\nENTITY INFORMATION, GROUP STRUCTURE AND DEPENDENCIES\n1\nZ 01.00\nOrganisational structure\nORG\nINFORMATION ON ON- AND OFF-BALANCE SHEET ITEMS\n2\nZ 02.00\nLiability Structure\nLIAB\n3\nZ 03.00\nOwn funds requirements\nOWN\n4\nZ 04.00\nIntragroup financial interconnections\nIFC\n5,1\nZ 05.01\nMajor counterparties (Liabilities)\nMCP 1\n5,2\nZ 05.02\nMajor counterparties (off-balance sheet)\nMCP 2\n6\nZ 06.00\nDeposit insurance\nDIS\nCORE BUSINESS LINES, CRITICAL FUNCTIONS AND RELATED INFORMATION SYSTEMS AND FINANCIAL MARKET INFRASTRUCTURES\nCritical functions and core business lines\n7,1\nZ 07.01\nCriticality assessment of economic functions\nFUNC 1\n7,2\nZ 07.02\nMapping of critical functions to legal entities\nFUNC 2\n7,3\nZ 07.03\nMapping of core business lines to legal entities\nFUNC 3\n7,4\nZ 07.04\nMapping of critical functions to core business lines\nFUNC 4\n8\nZ 08.00\nCritical services\nSERV\nFMI services - providers and users\n9\nZ 09.00\nFMI Services - Providers and Users - Mapping to Critical Functions (FMI)\nFMI 1\nInformation systems\n10,1\nZ 10.01\nCritical Information systems (General information)\nCIS 1\n10,2\nZ 10.02\nMapping of information systems\nCIS 2\nZ 01.00 - Organisational structure (ORG)\nEntity\nDirect Parent\nName\nCode\nLEI code\nEntity type\nCountry\nIncluded in prudential consolidation\nArt 7 CRR Waiver\nArt 10 CRR waiver\nTotal assets\nTotal Risk Exposure Amount\nLeverage ratio exposure\nAccounting standard\nContribution to total consolidated assets\nContribution to total consolidated risk exposure amount\nContribution to consolidated Leverage Ratio Exposure\nRelevant legal entity\nName\nCode\nLEI code\nShare Capital\nVoting rights in the entity\n0010\n0020\n0030\n0040\n0050\n0060\n0070\n0080\n0090\n0100\n0110\n0120\n0130\n0140\n0150\n0160\n0170\n0180\n0190\n0200\n0210\nZ 02.00 - Liability Structure (LIAB)\nCounterparty\nTOTAL\nHouseholds\nNon-financial corporations (SMEs)\nNon-financial corporations (non-SMEs)\nCredit institutions\nOther financial corporations\nGeneral governments & Central banks\nNon identified, listed on a trading venue\nNon identified, not listed on a trading venue\nof which: intragroup\nof which: liabilities governed by the law of a third-country, excluding intragroup\nRow\nItem\n0010\n0020\n0030\n0040\n0050\n0060\n0070\n0080\n0090\n0100\n0110\n0100\nLIABILITIES EXCLUDED FROM BAIL-IN\n0110\nCovered deposits\n0120\nSecured liabilities - collateralized part\n0130\nClient liabilities, if protected in insolvency\n0140\nFiduciary liabilities, if protected in insolvency\n0150\nInstitution liabilities < 7 days\n0160\nSystem (operator) liabilities < 7 days\n0170\nEmployee liabilities\n0180\nLiabilities critical to operational daily functioning\n0190\nTax and social security authorities liabilities, if preferred\n0200\nDGS liabilities\n0300\nLIABILITIES NOT EXCLUDED FROM BAIL-IN\n0310\nDeposits, not covered but preferential\n0311\nof which: residual maturity <= 1 month\n0312\nof which: residual maturity > 1 month < 1 year\n0313\nof which: residual maturity >= 1 year and < 2 years\n0314\nof which: residual maturity >= 2 years\n0320\nDeposits, not covered and not preferential\n0321\nof which: residual maturity <= 1 month\n0322\nof which: residual maturity > 1 month < 1 year\n0323\nof which: residual maturity >= 1 year and < 2 years\n0324\nof which: residual maturity >= 2 years\n0330\nBalance sheet liabilities arising from derivatives\n0331\nSum of net liability positions taking into account contractual netting sets, after mark-to-market adjustments, prior to collateral offset\n0332\nSum of net liability positions taking into account contractual netting sets, after mark-to-market adjustments, post collateral offset\n0333\nSum of net liability positions taking into account contractual netting sets, after mark-to-market adjustments, post collateral offset, incorporating estimated close-out amounts\n0334\nSum of net liability positions taking into account prudential netting rules\n0340\nUncollateralized secured liabilities\n0341\nof which: residual maturity <= 1 month\n0342\nof which: residual maturity > 1 month < 1 year\n0343\nof which: residual maturity >= 1 year and < 2 years\n0344\nof which: residual maturity >= 2 years\n0350\nStructured notes\n0351\nof which: residual maturity <= 1 month\n0352\nof which: residual maturity > 1 month < 1 year\n0353\nof which: residual maturity >= 1 year and < 2 years\n0354\nof which: residual maturity >= 2 years\n0360\nSenior unsecured liabilities\n0361\nof which: residual maturity <= 1 month\n0362\nof which: residual maturity > 1 month < 1 year\n0363\nof which: residual maturity >= 1 year and < 2 years\n0364\nof which: residual maturity >= 2 years\n0365\nSenior non-preferred liabilities\n0366\nof which: residual maturity <= 1 month\n0367\nof which: residual maturity > 1 month < 1 year\n0368\nof which: residual maturity >= 1 year and < 2 years\n0369\nof which: residual maturity >= 2 years\n0370\nSubordinated liabilities (not recognised as own funds)\n0371\nof which: residual maturity <= 1 month\n0372\nof which: residual maturity > 1 month < 1 year\n0373\nof which: residual maturity >= 1 year and < 2 years\n0374\nof which: residual maturity >= 2 years\n0380\nOther MREL eligible liabilities\n0381\nof which: residual maturity >= 1 year and < 2 years\n0382\nof which: residual maturity >= 2 years\n0390\nNon-financial liabilities\n0400\nResidual liabilities\n0500\nOWN FUNDS\n0510\nCommon Equity Tier 1 Capital\n0511\nof which: capital instruments/share capital\n0512\nof which: instruments ranking pari passu with ordinary shares\n0520\nAdditional Tier 1 capital\n0521\nof which: (part of) subordinated liabilities recognised as own funds\n0530\nTier 2 Capital\n0531\nof which: (part of) subordinated liabilities recognised as own funds\n0600\nTOTAL LIABILITIES & OWN FUNDS INCLUDING DERIVATIVE LIABILITIES\nZ 03.00 - Own funds requirements (OWN)\nAmount or Percentage\n0010\nTOTAL RISK EXPOSURE AMOUNT\n0100\nContribution to total consolidated risk exposure amount\n0110\nINITIAL CAPITAL AND LEVERAGE RATIO REQUIREMENT\nInitial capital\n0210\nLeverage Ratio Requirement\n0220\nTOTAL SREP CAPITAL REQUIREMENT (TSCR) RATIO\n0300\nTSCR: to be made up of CET1 capital\n0310\nTSCR: to be made up of Tier 1 capital\n0320\nCOMBINED BUFFER REQUIREMENTS\n0400\nCapital Conservation Buffer\n0410\nConservation buffer due to macro-prudential or systemic risk identified at the level of a Member State\n0420\nInstitution-Specific Countercyclical Capital Buffer\n0430\nSystemic Risk Buffer\n0440\nGlobal Systemically Important Institution Buffer\n0450\nOther Systemically Important Institution Buffer\n0460\nOverall capital requirement (OCR) ratio\n0500\nOCR: to be made up of CET1 capital\n0510\nOCR: to be made up of Tier 1 capital\n0520\nOCR and Pillar 2 Guidance (P2G)\n0600\nOCR and P2G: to be made up of CET1 capital\n0610\nOCR and P2G: to be made up of Tier 1 capital\n0620\nZ 04.00 - Intragroup financial interconnections (IFC)\nIssuer or guaranteed entity\nCreditor, holder or guarantee provider\nFinancial interconnection\nEntity name\nCode\nEntity name\nCode\nType\nOutstanding amount\nof which issued under 3rd ctry law\nof which MREL eligible\n0010\n0020\n0030\n0040\n0050\n0060\n0070\n0080\nZ 05.01 - Major Liability Counterparties (MCP 1)\nCounterparty\nType\nOutstanding amount\nEntity name\nCode\nGroup or individual\nCountry\nSector\n0010\n0020\n0030\n0040\n0050\n0060\n0070\nZ 05.02 - Major off-balance sheet counterparties (MCP 2)\nCounterparty\nType\nAmount\nEntity name\nCode\nGroup or individual\nCountry\nSector\n0010\n0020\n0030\n0040\n0050\n0060\n0070\nZ 06.00 - Deposit insurance (DIS)\nLegal Entity\nDGS Membership\nInstitutional Protection Scheme\nAdditional protection under contractual scheme\nEntity name\nCode\nDGS\nAmount of covered deposits\n0010\n0020\n0030\n0040\n0050\n0060\nZ 07.01 - Criticality assessment of economic functions (FUNC 1)\nCountry:\nRow\nEconomic functions\nQuantitative Data\nCriticality Assessment\nID\nEconomic function\nDescription of economic function\nMarket share\nMonetary amount\nNumeric indicator\nImpact on market\nSubstitutability\nCritical Function\n0010\n0020\n0030\n0040\n0050\n0060\n0070\n1\nDeposits\n0010\n1,1\nHouseholds\n0020\n1,2\nNon-financial corporations - SMEs\n0030\n1,3\nNon-financial corporations - non-SMEs\n0040\n1,4\nGeneral Governments\n0050\n1,5\nOther sectors/counterparties (1)\n0060\n1,6\nOther sectors/counterparties (2)\n0070\n1,7\nOther sectors/counterparties (2)\n2\nLending\n0080\n2,1\nHouseholds - lending for house purchase\n0090\n2,2\nHouseholds - other lending\n0100\n2,3\nNon-financial corporations - SMEs\n0110\n2,4\nNon-financial corporations - non-SMEs\n0120\n2,5\nGeneral Governments\n0130\n2,6\nOther sectors/counterparties (1)\n0140\n2,7\nOther sectors/counterparties (2)\n0150\n2,8\nOther sectors/counterparties (3)\n3\nPayments, Cash, Settlement, Clearing, Custody services\n0160\n3,1\nPayment services to MFIs\n0170\n3,2\nPayment services to non-MFIs\n0180\n3,3\nCash services\n0190\n3,4\nSecurities settlement services\n0200\n3,5\nCCP clearing services\n0210\n3,6\nCustody services\n0220\n3,7\nOther services/activities/functions (1)\n0230\n3,8\nOther services/activities/functions (2)\n0240\n3,9\nOther services/activities/functions (3)\n4\nCapital Markets\n0250\n4,1\nDerivatives held for trading - OTC\n0260\n4,2\nDerivatives held for trading - non-OTC\n0270\n4,3\nSecondary markets/trading (held-for-trading only)\n0280\n4,4\nPrimary Markets/underwriting\n0290\n4,5\nOther services/activities/functions (1)\n0300\n4,6\nOther services/activities/functions (2)\n0310\n4,7\nOther services/activities/functions (3)\n5\nWholesale Funding\n0320\n5,1\nBorrowing\n0330\n5,2\nDerivatives (assets)\n0340\n5,3\nLending\n0350\n5,4\nDerivatives (liabilities)\n0360\n5,5\nOther product types (1)\n0370\n5,6\nOther product types (2)\n0380\n5.7\nOther product types (3)\nZ 07.02 - Mapping of critical functions by legal entity (FUNC 2)\nCritical functions\nLegal entity\nMonetary importance\nCountry\nID\nEntity name\nCode\nMonetary amount\n0010\n0020\n0030\n0040\n0050\nZ 07.03 - Mapping of Core Business Lines to legal entities (FUNC 3)\nCore business line\nLegal entity\nCore business line\nBusiness Line ID\nDescription\nEntity name\nCode\n0010\n0020\n0030\n0040\n0050\nZ 07.04 - Mapping of critical functions to core business lines (FUNC 4)\nCritical functions\nCore business line\nCountry\nFunction ID\nCore business line\nBusiness Line ID\n0010\n0020\n0030\n0040\nZ 08.00 - Critical services (SERV)\nIdentifier\nService type\nService recipient\nService provider\nCritical function\nEstimated time for substitutability\nEstimated time for access to contracts\nGoverning law\nResolution-proof contract\nEntity Name\nCode\nEntity Name\nCode\nPart of the group\nCountry\nID\n0005\n0010\n0020\n0030\n0040\n0050\n0060\n0070\n0080\n0090\n0100\n0110\n0120\nZ 09.00 - FMI Services - Providers and Users - Mapping to Critical Functions (FMI)\nUser\nCritical function\nProvider\nGoverning law\nEntity Name\nCode\nCountry\nID\nFinancial Market Infrastructure (FMI)\nParticipation mode\nIntermediary\nService Description\nSystem Type\nName\nFMI Code\nName\nCode\n0010\n0020\n0030\n0040\n0050\n0060\n0070\n0080\n0090\n0100\n0110\n0120\nZ 10.01 - Critical Information systems (General information) (CIS 1)\nCritical information system\nGroup Entity Responsible for the System\nSystem Identification Code\nName\nType\nDescription\nEntity Name\nCode\n0010\n0020\n0030\n0040\n0050\n0060\nZ 10.02 - Mapping of information systems (CIS 2)\nSystem Identification Code\nGroup Entity user of the System\nCritical service\nCritical function\nEntity Name\nCode\nIdentifier\nCountry\nID\n0010\n0020\n0030\n0040\n0050\n0060",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eur/2018/1624/annex/I",
    "retrieved_at": "2026-11-01T14:43:51.665839+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}