# Commission Implementing Regulation (EU) 2018/1624 of 23 October 2018 laying down implementing technical standards with regard to procedures and standard forms and templates for the provision of information for the purposes of resolution plans for credit institutions and investment firms pursuant to Directive 2014/59/EU of the European Parliament and of the Council, and repealing Commission Implementing Regulation (EU) 2016/1066 (Text with EEA relevance), Annex I

Extent: E+W+S+N.I.

RESOLUTION TEMPLATES
Template number
Template code
Name of the template or group of templates
Short name
ENTITY INFORMATION, GROUP STRUCTURE AND DEPENDENCIES
1
Z 01.00
Organisational structure
ORG
INFORMATION ON ON- AND OFF-BALANCE SHEET ITEMS
2
Z 02.00
Liability Structure
LIAB
3
Z 03.00
Own funds requirements
OWN
4
Z 04.00
Intragroup financial interconnections
IFC
5,1
Z 05.01
Major counterparties (Liabilities)
MCP 1
5,2
Z 05.02
Major counterparties (off-balance sheet)
MCP 2
6
Z 06.00
Deposit insurance
DIS
CORE BUSINESS LINES, CRITICAL FUNCTIONS AND RELATED INFORMATION SYSTEMS AND FINANCIAL MARKET INFRASTRUCTURES
Critical functions and core business lines
7,1
Z 07.01
Criticality assessment of economic functions
FUNC 1
7,2
Z 07.02
Mapping of critical functions to legal entities
FUNC 2
7,3
Z 07.03
Mapping of core business lines to legal entities
FUNC 3
7,4
Z 07.04
Mapping of critical functions to core business lines
FUNC 4
8
Z 08.00
Critical services
SERV
FMI services - providers and users
9
Z 09.00
FMI Services - Providers and Users - Mapping to Critical Functions (FMI)
FMI 1
Information systems
10,1
Z 10.01
Critical Information systems (General information)
CIS 1
10,2
Z 10.02
Mapping of information systems
CIS 2
Z 01.00 - Organisational structure (ORG)
Entity
Direct Parent
Name
Code
LEI code
Entity type
Country
Included in prudential consolidation
Art 7 CRR Waiver
Art 10 CRR waiver
Total assets
Total Risk Exposure Amount
Leverage ratio exposure
Accounting standard
Contribution to total consolidated assets
Contribution to total consolidated risk exposure amount
Contribution to consolidated Leverage Ratio Exposure
Relevant legal entity
Name
Code
LEI code
Share Capital
Voting rights in the entity
0010
0020
0030
0040
0050
0060
0070
0080
0090
0100
0110
0120
0130
0140
0150
0160
0170
0180
0190
0200
0210
Z 02.00 - Liability Structure (LIAB)
Counterparty
TOTAL
Households
Non-financial corporations (SMEs)
Non-financial corporations (non-SMEs)
Credit institutions
Other financial corporations
General governments & Central banks
Non identified, listed on a trading venue
Non identified, not listed on a trading venue
of which: intragroup
of which: liabilities governed by the law of a third-country, excluding intragroup
Row
Item
0010
0020
0030
0040
0050
0060
0070
0080
0090
0100
0110
0100
LIABILITIES EXCLUDED FROM BAIL-IN
0110
Covered deposits
0120
Secured liabilities - collateralized part
0130
Client liabilities, if protected in insolvency
0140
Fiduciary liabilities, if protected in insolvency
0150
Institution liabilities < 7 days
0160
System (operator) liabilities < 7 days
0170
Employee liabilities
0180
Liabilities critical to operational daily functioning
0190
Tax and social security authorities liabilities, if preferred
0200
DGS liabilities
0300
LIABILITIES NOT EXCLUDED FROM BAIL-IN
0310
Deposits, not covered but preferential
0311
of which: residual maturity <= 1 month
0312
of which: residual maturity > 1 month < 1 year
0313
of which: residual maturity >= 1 year and < 2 years
0314
of which: residual maturity >= 2 years
0320
Deposits, not covered and not preferential
0321
of which: residual maturity <= 1 month
0322
of which: residual maturity > 1 month < 1 year
0323
of which: residual maturity >= 1 year and < 2 years
0324
of which: residual maturity >= 2 years
0330
Balance sheet liabilities arising from derivatives
0331
Sum of net liability positions taking into account contractual netting sets, after mark-to-market adjustments, prior to collateral offset
0332
Sum of net liability positions taking into account contractual netting sets, after mark-to-market adjustments, post collateral offset
0333
Sum of net liability positions taking into account contractual netting sets, after mark-to-market adjustments, post collateral offset, incorporating estimated close-out amounts
0334
Sum of net liability positions taking into account prudential netting rules
0340
Uncollateralized secured liabilities
0341
of which: residual maturity <= 1 month
0342
of which: residual maturity > 1 month < 1 year
0343
of which: residual maturity >= 1 year and < 2 years
0344
of which: residual maturity >= 2 years
0350
Structured notes
0351
of which: residual maturity <= 1 month
0352
of which: residual maturity > 1 month < 1 year
0353
of which: residual maturity >= 1 year and < 2 years
0354
of which: residual maturity >= 2 years
0360
Senior unsecured liabilities
0361
of which: residual maturity <= 1 month
0362
of which: residual maturity > 1 month < 1 year
0363
of which: residual maturity >= 1 year and < 2 years
0364
of which: residual maturity >= 2 years
0365
Senior non-preferred liabilities
0366
of which: residual maturity <= 1 month
0367
of which: residual maturity > 1 month < 1 year
0368
of which: residual maturity >= 1 year and < 2 years
0369
of which: residual maturity >= 2 years
0370
Subordinated liabilities (not recognised as own funds)
0371
of which: residual maturity <= 1 month
0372
of which: residual maturity > 1 month < 1 year
0373
of which: residual maturity >= 1 year and < 2 years
0374
of which: residual maturity >= 2 years
0380
Other MREL eligible liabilities
0381
of which: residual maturity >= 1 year and < 2 years
0382
of which: residual maturity >= 2 years
0390
Non-financial liabilities
0400
Residual liabilities
0500
OWN FUNDS
0510
Common Equity Tier 1 Capital
0511
of which: capital instruments/share capital
0512
of which: instruments ranking pari passu with ordinary shares
0520
Additional Tier 1 capital
0521
of which: (part of) subordinated liabilities recognised as own funds
0530
Tier 2 Capital
0531
of which: (part of) subordinated liabilities recognised as own funds
0600
TOTAL LIABILITIES & OWN FUNDS INCLUDING DERIVATIVE LIABILITIES
Z 03.00 - Own funds requirements (OWN)
Amount or Percentage
0010
TOTAL RISK EXPOSURE AMOUNT
0100
Contribution to total consolidated risk exposure amount
0110
INITIAL CAPITAL AND LEVERAGE RATIO REQUIREMENT
Initial capital
0210
Leverage Ratio Requirement
0220
TOTAL SREP CAPITAL REQUIREMENT (TSCR) RATIO
0300
TSCR: to be made up of CET1 capital
0310
TSCR: to be made up of Tier 1 capital
0320
COMBINED BUFFER REQUIREMENTS
0400
Capital Conservation Buffer
0410
Conservation buffer due to macro-prudential or systemic risk identified at the level of a Member State
0420
Institution-Specific Countercyclical Capital Buffer
0430
Systemic Risk Buffer
0440
Global Systemically Important Institution Buffer
0450
Other Systemically Important Institution Buffer
0460
Overall capital requirement (OCR) ratio
0500
OCR: to be made up of CET1 capital
0510
OCR: to be made up of Tier 1 capital
0520
OCR and Pillar 2 Guidance (P2G)
0600
OCR and P2G: to be made up of CET1 capital
0610
OCR and P2G: to be made up of Tier 1 capital
0620
Z 04.00 - Intragroup financial interconnections (IFC)
Issuer or guaranteed entity
Creditor, holder or guarantee provider
Financial interconnection
Entity name
Code
Entity name
Code
Type
Outstanding amount
of which issued under 3rd ctry law
of which MREL eligible
0010
0020
0030
0040
0050
0060
0070
0080
Z 05.01 - Major Liability Counterparties (MCP 1)
Counterparty
Type
Outstanding amount
Entity name
Code
Group or individual
Country
Sector
0010
0020
0030
0040
0050
0060
0070
Z 05.02 - Major off-balance sheet counterparties (MCP 2)
Counterparty
Type
Amount
Entity name
Code
Group or individual
Country
Sector
0010
0020
0030
0040
0050
0060
0070
Z 06.00 - Deposit insurance (DIS)
Legal Entity
DGS Membership
Institutional Protection Scheme
Additional protection under contractual scheme
Entity name
Code
DGS
Amount of covered deposits
0010
0020
0030
0040
0050
0060
Z 07.01 - Criticality assessment of economic functions (FUNC 1)
Country:
Row
Economic functions
Quantitative Data
Criticality Assessment
ID
Economic function
Description of economic function
Market share
Monetary amount
Numeric indicator
Impact on market
Substitutability
Critical Function
0010
0020
0030
0040
0050
0060
0070
1
Deposits
0010
1,1
Households
0020
1,2
Non-financial corporations - SMEs
0030
1,3
Non-financial corporations - non-SMEs
0040
1,4
General Governments
0050
1,5
Other sectors/counterparties (1)
0060
1,6
Other sectors/counterparties (2)
0070
1,7
Other sectors/counterparties (2)
2
Lending
0080
2,1
Households - lending for house purchase
0090
2,2
Households - other lending
0100
2,3
Non-financial corporations - SMEs
0110
2,4
Non-financial corporations - non-SMEs
0120
2,5
General Governments
0130
2,6
Other sectors/counterparties (1)
0140
2,7
Other sectors/counterparties (2)
0150
2,8
Other sectors/counterparties (3)
3
Payments, Cash, Settlement, Clearing, Custody services
0160
3,1
Payment services to MFIs
0170
3,2
Payment services to non-MFIs
0180
3,3
Cash services
0190
3,4
Securities settlement services
0200
3,5
CCP clearing services
0210
3,6
Custody services
0220
3,7
Other services/activities/functions (1)
0230
3,8
Other services/activities/functions (2)
0240
3,9
Other services/activities/functions (3)
4
Capital Markets
0250
4,1
Derivatives held for trading - OTC
0260
4,2
Derivatives held for trading - non-OTC
0270
4,3
Secondary markets/trading (held-for-trading only)
0280
4,4
Primary Markets/underwriting
0290
4,5
Other services/activities/functions (1)
0300
4,6
Other services/activities/functions (2)
0310
4,7
Other services/activities/functions (3)
5
Wholesale Funding
0320
5,1
Borrowing
0330
5,2
Derivatives (assets)
0340
5,3
Lending
0350
5,4
Derivatives (liabilities)
0360
5,5
Other product types (1)
0370
5,6
Other product types (2)
0380
5.7
Other product types (3)
Z 07.02 - Mapping of critical functions by legal entity (FUNC 2)
Critical functions
Legal entity
Monetary importance
Country
ID
Entity name
Code
Monetary amount
0010
0020
0030
0040
0050
Z 07.03 - Mapping of Core Business Lines to legal entities (FUNC 3)
Core business line
Legal entity
Core business line
Business Line ID
Description
Entity name
Code
0010
0020
0030
0040
0050
Z 07.04 - Mapping of critical functions to core business lines (FUNC 4)
Critical functions
Core business line
Country
Function ID
Core business line
Business Line ID
0010
0020
0030
0040
Z 08.00 - Critical services (SERV)
Identifier
Service type
Service recipient
Service provider
Critical function
Estimated time for substitutability
Estimated time for access to contracts
Governing law
Resolution-proof contract
Entity Name
Code
Entity Name
Code
Part of the group
Country
ID
0005
0010
0020
0030
0040
0050
0060
0070
0080
0090
0100
0110
0120
Z 09.00 - FMI Services - Providers and Users - Mapping to Critical Functions (FMI)
User
Critical function
Provider
Governing law
Entity Name
Code
Country
ID
Financial Market Infrastructure (FMI)
Participation mode
Intermediary
Service Description
System Type
Name
FMI Code
Name
Code
0010
0020
0030
0040
0050
0060
0070
0080
0090
0100
0110
0120
Z 10.01 - Critical Information systems (General information) (CIS 1)
Critical information system
Group Entity Responsible for the System
System Identification Code
Name
Type
Description
Entity Name
Code
0010
0020
0030
0040
0050
0060
Z 10.02 - Mapping of information systems (CIS 2)
System Identification Code
Group Entity user of the System
Critical service
Critical function
Entity Name
Code
Identifier
Country
ID
0010
0020
0030
0040
0050
0060

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Source: https://www.legislation.gov.uk/eur/2018/1624/annex/I (the official version)
Page: https://openlegislation.uk/eu-regulation-2018-1624/annex-I
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.