Division II.9.2 Instructions concerning specific positions

Group entity using payments, custody, settlement, clearing or trade repository services, as reported in Z 01.00 — Organisational structure (ORG).

Name of the Entity using payments, custody, settlement, clearing or trade repository services, as reported in Z 01.00 — Organisational structure (ORG).

Only entities which are identified as providing critical functions in Z 07.02 shall be reported.

Code of the Entity using payments, custody, settlement, clearing or trade repository services, as reported in Z 01.00 — Organisational structure (ORG).

Critical function performed by the entity, the performance of which would be impeded or prevented by the disruption of access to the payments, custody, settlement, clearing or trade repository service

Country for which the function is critical, as reported in Z 07.01 (FUNC 1)

ID of the critical functions as defined in chapter 2.7.1.4 above and referred to in template Z 07.01 (FUNC 1)

Reference: CPMI, Principles for financial market infrastructures

A multilateral system among participating financial institutions, including the operator of the system, used for the purposes of recording, clearing, or settling payments, securities, derivatives, or other financial transactions.

Report one of the following values

‘PS’

Payment System

‘(I) CSD’ -

(International) Central Securities Depository, including (I)CSD that provide settlement services (internally or outsourced)

‘SSS’

Securities Settlement System without custody

‘CCP-Securities’

Central Counterparty for Securities Clearing

‘CCP-Derivatives’

Central Counterparty for Derivatives Clearing

‘TR’

Trade Repository

‘Other’

when the system type of the FMI does not match any of the pre-defined types mentioned above

‘NA’

when critical Payments, Clearing, Settlement or Custody services are provided by an entity that is not a Financial Market Infrastructure mentioned above, for example custodian banks.

Commercial name of the Financial Market Infrastructure

When ‘NA’ is reported in column 0050, this column shall be left empty

The code of the FMI. Where available, the code shall be the 20-digit, alphanumeric LEI code. Where the LEI is not available, a code under a uniform codification applicable in the Union, or if not available a national code.

When ‘NA’ is reported in column 0050, this column shall be left empty.

Report one of the following values:

‘Direct’

in case of Direct Membership or Direct Participation

‘Indirect’

in case of Indirect Membership or Indirect Participation

‘NA’

when ‘NA’ is reported in column 0050.

Commercial name of the Intermediary when ‘Indirect’ or ‘NA’ is reported in column 0080.

When ‘Direct’ is reported in column 0080, ‘NA’ (for Not Applicable) shall be reported.

The Intermediary may be either part of the group to which the reporting entity belongs or another credit institution not related to that group.

An Intermediary can be a firm that provides clearing, payments, securities settlement and/or custody services to other firms (especially when ‘NA’ is reported in column 0050); it can be a direct member of one or several FMI and provides indirect access to the services offered by such FMI (especially when ‘Indirect’ is reported in column 0080).

The code of the intermediary. Where available, the code shall be the 20-digit, alphanumeric LEI code. Where the LEI is not available, a code under a uniform codification applicable in the Union, or if not available a national code.

When ‘Direct’ is reported in column 0090, ‘NA’ (for Not Applicable) shall be reported.

Description of the service if the System Type reported in column 050 is ‘Other’ or ‘NA’.

ISO 3166-1 alpha-2 identification of the country whose law governs the access to the FMI.

In case of Direct Membership or Direct Participation, it is the Governing Law of the contract between the Financial Market Infrastructure and the User which has to be reported. In case of Indirect Membership or Indirect Participation, it is the Governing Law of the contract between the Representative Institution and the User which has to be reported.