{
  "url": "https://openlegislation.uk/eu-regulation-2018-1646/annex-II",
  "json_url": "https://openlegislation.uk/eu-regulation-2018-1646/annex-II.json",
  "legislation": "eur/2018/1646",
  "legislation_title": "Commission Delegated Regulation (EU) 2018/1646 of 13 July 2018 supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council with regard to regulatory technical standards for the information to be provided in an application for authorisation and in an application for registration (Text with EEA relevance)",
  "legislation_url": "https://openlegislation.uk/eu-regulation-2018-1646",
  "path": "annex/II",
  "kind": "annex",
  "number": "II",
  "heading": "Information to be provided in an application for registration under Article 34 of Regulation (EU) 2016/1011",
  "text": "‘A’ means ‘Applicable’\n‘N/A’ means ‘Not applicable’\nUnless already supervised by the same competent authority for other activities than the provision of benchmarks\nAn applicant may choose not to provide information relating to point 3(a)(iii) of Annex I, in respect of a significant or non-significant benchmark it provides.\nAn applicant may omit to provide information relating to point 4(a)(iii) of Annex I — with the exception of information on the establishment and maintenance of a permanent oversight function — points 4(a)(iv) and 4(a)(v) of Annex I — for some of the information to be provided on the control and accountability framework — in respect of a non-significant benchmark it provides.\nA supervised entity which provides both significant and non-significant benchmarks may provide such information in the form of a summary with reference to its non-significant benchmarks.\nAn applicant may choose not to provide information relating to input data being verifiable in respect of a non-significant benchmark that it provides.\nA supervised entity which provides both significant and non-significant benchmarks may provide such information only for the significant benchmarks it provides.\nItem in Annex I\nSupervised entities providing only non-critical benchmarks\nEntities providing only non-significant benchmarks\n(1) General information\n1(a)\nFull name\nA\nA\n1(b)\nAddress\nA\nA\n1(c)\nLegal status\nA\nA\n1(d)\nWebsite\nA\nA\n1(e)\nContact person\nA\nA\n1(f)\nCurrent authorisation status\nA\nA to supervised entities\nN/A to non-supervised entities\n1(g)\nOperations conducted\nA\nA\n1(h)\nConstitutional documents\nA\nA\n1(i)\nGroup structure\nA\nA\n1(j)\nSelf-declaration of good repute\nA\nA\n1(k)\nNumber of benchmarks\nA\nA\n(2) Organisational structure and governance\n2(a)\nInternal organisational structure\nA\nA\n2(b)\nEmployees\nA\nA\n2(c)\nHuman resources\nA\nN/A\n(3) Conflicts of interest\n3(a)\nPolicies and procedures\nA\nA in the form of a summary\n3(b)\nMaterial conflicts of interest\nA\nN/A\n3(c)\nRemuneration structure\nA\nA\n(4) Internal control structure, oversight and accountability framework\n4(a)\nPolicies and procedures for monitoring the activities of the provision of a benchmark\nA\nA in the form of a summary\n4(b)\nInternal arrangements for determining and publishing a benchmark\nA\nA in the form of a summary\n4(c)\nInternal reporting of infringements\nA\nA in the form of a summary\n(5) Description of benchmarks provided\n5(a)\nDescription\nA\nA in the form of a summary\n5(b)\nUnderlying market\nA\nA in the form of a summary\n5(c)\nContributors\nA\nA in the form of a summary\n5(d)\nCorrections\nA\nA in the form of a summary\n5(e)\nChanges to and cessation\nA\nA in the form of a summary\n(6) Input data and methodology\n6(a)(i)\nDescription of input data used\nA\nA in the form of a summary\n6(a)(ii)\nInput data — sufficient, appropriate and verifiable\nA\nA in the form of a summary\n6(a)(iii)\nContributors\nA\nA in the form of a summary\n6(a)(iv)\nEvaluation of contributor's input data and validation of input data\nA\nN/A\n6(b)(i)\nDescription of the methodology\nA\nA in the form of a summary\n6(b)(ii)(1)\nValidation/Review\nA\nA in the form of a summary\n6(b)(ii)(2)\nMaterial change\nA\nN/A\n(7) Outsourcing\n7(a)\nContracts\nA\nN/A\n7(b)\nOutsourced functions\nA\nA in the form of a summary\n7(c)\nControl\nA\nA in the form of a summary\n(8) Others\n8(a)\nAdditional information\nA\nA\n8(b)\nForm\nA\nA",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "footnote",
      "label": "f1",
      "text": "Unless already supervised by the same competent authority for other activities than the provision of benchmarks"
    },
    {
      "type": "footnote",
      "label": "f2",
      "text": "An applicant may choose not to provide information relating to point 3(a)(iii) of Annex I, in respect of a significant or non-significant benchmark it provides."
    },
    {
      "type": "footnote",
      "label": "f3",
      "text": "An applicant may omit to provide information relating to point 4(a)(iii) of Annex I — with the exception of information on the establishment and maintenance of a permanent oversight function — points 4(a)(iv) and 4(a)(v) of Annex I — for some of the information to be provided on the control and accountability framework — in respect of a non-significant benchmark it provides."
    },
    {
      "type": "footnote",
      "label": "f4",
      "text": "A supervised entity which provides both significant and non-significant benchmarks may provide such information in the form of a summary with reference to its non-significant benchmarks."
    },
    {
      "type": "footnote",
      "label": "f5",
      "text": "An applicant may choose not to provide information relating to input data being verifiable in respect of a non-significant benchmark that it provides."
    },
    {
      "type": "footnote",
      "label": "f6",
      "text": "A supervised entity which provides both significant and non-significant benchmarks may provide such information only for the significant benchmarks it provides."
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eur/2018/1646/annex/II",
    "retrieved_at": "2026-11-01T14:43:51.119506+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}