Division 3.1.1.1

The organisation shall:

1. (a)

   identify and analyse all operational, organisational and technical risks relevant to the character and extent of operations carried out by the organisation. Such risks shall include those arising from human and organisational factors such as workload, job design, fatigue or suitability of procedures, and the activities of other interested parties (see 1. Context of the organisation);

2. (b)

   evaluate the risks referred to in point (a) by applying appropriate risk assessment methods;

3. (c)

   develop and put in place safety measures, with identification of associated responsibilities (see 2.3. Organisational roles, responsibilities, accountabilities and authorities);

4. (d)

   develop a system to monitor the effectiveness of safety measures (see 6.1. Monitoring);

5. (e)

   recognise the need to collaborate with other interested parties (such as railway undertakings, infrastructure managers, manufacturer, maintenance supplier, entity in charge of maintenance, railway vehicle keeper, service provider and procurement entity), where appropriate, on shared risks and the putting in place of adequate safety measures;

6. (f)

   communicate risks to staff and involved external parties (see 4.4. Information and communication).