{
  "url": "https://openlegislation.uk/eu-regulation-2019-2033",
  "json_url": "https://openlegislation.uk/eu-regulation-2019-2033.json",
  "id": "eur/2019/2033",
  "title": "Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (Text with EEA relevance)",
  "short_title": "Regulation (EU) 2019/2033 on the prudential requirements of investment firms",
  "long_title": "Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (Text with EEA relevance)",
  "citation": "EU Regulation 2019/2033",
  "type": "eur",
  "year": "2019",
  "number": "2033",
  "version": "current",
  "date": "2019-11-27",
  "revised": false,
  "valid_from": null,
  "extent": "E+W+S+N.I.",
  "unapplied_effects": 0,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/introduction",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "part/ONE",
      "kind": "part",
      "number": "ONE",
      "heading": "GENERAL PROVISIONS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "part/ONE/title/I",
      "kind": "title",
      "number": "I",
      "heading": "SUBJECT MATTER, SCOPE AND DEFINITIONS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/ONE"
    },
    {
      "path": "article/1",
      "kind": "article",
      "number": "1",
      "heading": "Subject matter and scope",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-1",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/ONE/title/I"
    },
    {
      "path": "article/2",
      "kind": "article",
      "number": "2",
      "heading": "Supervisory powers",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-2",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/ONE/title/I"
    },
    {
      "path": "article/3",
      "kind": "article",
      "number": "3",
      "heading": "Application of stricter requirements by investment firms",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-3",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/ONE/title/I"
    },
    {
      "path": "article/4",
      "kind": "article",
      "number": "4",
      "heading": "Definitions",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-4",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/ONE/title/I"
    },
    {
      "path": "part/ONE/title/II",
      "kind": "title",
      "number": "II",
      "heading": "LEVEL OF APPLICATION OF REQUIREMENTS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/ONE"
    },
    {
      "path": "part/ONE/title/II/chapter/1",
      "kind": "chapter",
      "number": "1",
      "heading": "Application of requirements on an individual basis",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/ONE/title/II"
    },
    {
      "path": "article/5",
      "kind": "article",
      "number": "5",
      "heading": "General principle",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-5",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/ONE/title/II/chapter/1"
    },
    {
      "path": "article/6",
      "kind": "article",
      "number": "6",
      "heading": "Exemptions",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-6",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/ONE/title/II/chapter/1"
    },
    {
      "path": "part/ONE/title/II/chapter/2",
      "kind": "chapter",
      "number": "2",
      "heading": "Prudential consolidation and exemptions for an investment firm group",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/ONE/title/II"
    },
    {
      "path": "article/7",
      "kind": "article",
      "number": "7",
      "heading": "Prudential consolidation",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-7",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/ONE/title/II/chapter/2"
    },
    {
      "path": "article/8",
      "kind": "article",
      "number": "8",
      "heading": "The group capital test",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-8",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/ONE/title/II/chapter/2"
    },
    {
      "path": "part/TWO",
      "kind": "part",
      "number": "TWO",
      "heading": "OWN FUNDS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/9",
      "kind": "article",
      "number": "9",
      "heading": "Own funds composition",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-9",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/TWO"
    },
    {
      "path": "article/10",
      "kind": "article",
      "number": "10",
      "heading": "Qualifying holdings outside the financial sector",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-10",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/TWO"
    },
    {
      "path": "part/THREE",
      "kind": "part",
      "number": "THREE",
      "heading": "CAPITAL REQUIREMENTS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "part/THREE/title/I",
      "kind": "title",
      "number": "I",
      "heading": "GENERAL REQUIREMENTS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE"
    },
    {
      "path": "article/11",
      "kind": "article",
      "number": "11",
      "heading": "Own funds requirements",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-11",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/I"
    },
    {
      "path": "article/12",
      "kind": "article",
      "number": "12",
      "heading": "Small and non‐interconnected investment firms",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-12",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/I"
    },
    {
      "path": "article/13",
      "kind": "article",
      "number": "13",
      "heading": "Fixed overheads requirement",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-13",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/I"
    },
    {
      "path": "article/14",
      "kind": "article",
      "number": "14",
      "heading": "Permanent minimum capital requirement",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-14",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/I"
    },
    {
      "path": "part/THREE/title/II",
      "kind": "title",
      "number": "II",
      "heading": "K-FACTOR REQUIREMENT",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE"
    },
    {
      "path": "part/THREE/title/II/chapter/1",
      "kind": "chapter",
      "number": "1",
      "heading": "General principles",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II"
    },
    {
      "path": "article/15",
      "kind": "article",
      "number": "15",
      "heading": "K‐factor requirement and applicable coefficients",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-15",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/1"
    },
    {
      "path": "part/THREE/title/II/chapter/2",
      "kind": "chapter",
      "number": "2",
      "heading": "RtC K‐factors",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II"
    },
    {
      "path": "article/16",
      "kind": "article",
      "number": "16",
      "heading": "RtC K‐factor requirement",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-16",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/2"
    },
    {
      "path": "article/17",
      "kind": "article",
      "number": "17",
      "heading": "Measuring AUM for the purpose of calculating K‐AUM",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-17",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/2"
    },
    {
      "path": "article/18",
      "kind": "article",
      "number": "18",
      "heading": "Measuring CMH for the purpose of calculating K‐CMH",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-18",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/2"
    },
    {
      "path": "article/19",
      "kind": "article",
      "number": "19",
      "heading": "Measuring ASA for the purpose of calculating K‐ASA",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-19",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/2"
    },
    {
      "path": "article/20",
      "kind": "article",
      "number": "20",
      "heading": "Measuring COH for the purpose of calculating K‐COH",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-20",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/2"
    },
    {
      "path": "part/THREE/title/II/chapter/3",
      "kind": "chapter",
      "number": "3",
      "heading": "RtM K‐Factors",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II"
    },
    {
      "path": "article/21",
      "kind": "article",
      "number": "21",
      "heading": "RtM K‐factor requirement",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-21",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/3"
    },
    {
      "path": "article/22",
      "kind": "article",
      "number": "22",
      "heading": "Calculating K‐NPR",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-22",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/3"
    },
    {
      "path": "article/23",
      "kind": "article",
      "number": "23",
      "heading": "Calculating K‐CMG",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-23",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/3"
    },
    {
      "path": "part/THREE/title/II/chapter/4",
      "kind": "chapter",
      "number": "4",
      "heading": "RtF K‐factors",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II"
    },
    {
      "path": "article/24",
      "kind": "article",
      "number": "24",
      "heading": "RtF K‐factor requirement",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-24",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/4"
    },
    {
      "path": "part/THREE/title/II/chapter/4/section/1",
      "kind": "section",
      "number": "1",
      "heading": "Trading counterparty default",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/4"
    },
    {
      "path": "article/25",
      "kind": "article",
      "number": "25",
      "heading": "Scope",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-25",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/4/section/1"
    },
    {
      "path": "article/26",
      "kind": "article",
      "number": "26",
      "heading": "Calculating K‐TCD",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-26",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/4/section/1"
    },
    {
      "path": "article/27",
      "kind": "article",
      "number": "27",
      "heading": "Calculation of exposure value",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-27",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/4/section/1"
    },
    {
      "path": "article/28",
      "kind": "article",
      "number": "28",
      "heading": "Replacement cost (RC)",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-28",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/4/section/1"
    },
    {
      "path": "article/29",
      "kind": "article",
      "number": "29",
      "heading": "Potential future exposure",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-29",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/4/section/1"
    },
    {
      "path": "article/30",
      "kind": "article",
      "number": "30",
      "heading": "Collateral",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-30",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/4/section/1"
    },
    {
      "path": "article/31",
      "kind": "article",
      "number": "31",
      "heading": "Netting",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-31",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/4/section/1"
    },
    {
      "path": "article/32",
      "kind": "article",
      "number": "32",
      "heading": "Credit valuation adjustment",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-32",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/4/section/1"
    },
    {
      "path": "part/THREE/title/II/chapter/4/section/2",
      "kind": "section",
      "number": "2",
      "heading": "Daily trading flow",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/4"
    },
    {
      "path": "article/33",
      "kind": "article",
      "number": "33",
      "heading": "Measuring DTF for the purpose of calculating K‐DTF",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-33",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/4/section/2"
    },
    {
      "path": "part/THREE/title/II/chapter/5",
      "kind": "chapter",
      "number": "5",
      "heading": "Environmental and social objectives",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II"
    },
    {
      "path": "article/34",
      "kind": "article",
      "number": "34",
      "heading": "Prudential treatment of assets exposed to activities associated with environmental or social objectives",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-34",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/THREE/title/II/chapter/5"
    },
    {
      "path": "part/FOUR",
      "kind": "part",
      "number": "FOUR",
      "heading": "CONCENTRATION RISK",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/35",
      "kind": "article",
      "number": "35",
      "heading": "Monitoring obligation",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-35",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/FOUR"
    },
    {
      "path": "article/36",
      "kind": "article",
      "number": "36",
      "heading": "Calculation of the exposure value",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-36",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/FOUR"
    },
    {
      "path": "article/37",
      "kind": "article",
      "number": "37",
      "heading": "Limits with regard to concentration risk and exposure value excess",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-37",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/FOUR"
    },
    {
      "path": "article/38",
      "kind": "article",
      "number": "38",
      "heading": "Obligation to notify",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-38",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/FOUR"
    },
    {
      "path": "article/39",
      "kind": "article",
      "number": "39",
      "heading": "Calculating K‐CON",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-39",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/FOUR"
    },
    {
      "path": "article/40",
      "kind": "article",
      "number": "40",
      "heading": "Procedures to prevent investment firms from avoiding the K‐CON own funds requirement",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-40",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/FOUR"
    },
    {
      "path": "article/41",
      "kind": "article",
      "number": "41",
      "heading": "Exclusions",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-41",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/FOUR"
    },
    {
      "path": "article/42",
      "kind": "article",
      "number": "42",
      "heading": "Exemption for commodity and emission allowance dealers",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-42",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/FOUR"
    },
    {
      "path": "part/FIVE",
      "kind": "part",
      "number": "FIVE",
      "heading": "LIQUIDITY",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/43",
      "kind": "article",
      "number": "43",
      "heading": "Liquidity requirement",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-43",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/FIVE"
    },
    {
      "path": "article/44",
      "kind": "article",
      "number": "44",
      "heading": "Temporary reduction of the liquidity requirement",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-44",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/FIVE"
    },
    {
      "path": "article/45",
      "kind": "article",
      "number": "45",
      "heading": "Client guarantees",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-45",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/FIVE"
    },
    {
      "path": "part/SIX",
      "kind": "part",
      "number": "SIX",
      "heading": "DISCLOSURE BY INVESTMENT FIRMS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/46",
      "kind": "article",
      "number": "46",
      "heading": "Scope",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-46",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/SIX"
    },
    {
      "path": "article/47",
      "kind": "article",
      "number": "47",
      "heading": "Risk management objectives and policies",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-47",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/SIX"
    },
    {
      "path": "article/48",
      "kind": "article",
      "number": "48",
      "heading": "Governance",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-48",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/SIX"
    },
    {
      "path": "article/49",
      "kind": "article",
      "number": "49",
      "heading": "Own funds",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-49",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/SIX"
    },
    {
      "path": "article/50",
      "kind": "article",
      "number": "50",
      "heading": "Own funds requirements",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-50",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/SIX"
    },
    {
      "path": "article/51",
      "kind": "article",
      "number": "51",
      "heading": "Remuneration policy and practices",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-51",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/SIX"
    },
    {
      "path": "article/52",
      "kind": "article",
      "number": "52",
      "heading": "Investment policy",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-52",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/SIX"
    },
    {
      "path": "article/53",
      "kind": "article",
      "number": "53",
      "heading": "Environmental, social and governance risks",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-53",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/SIX"
    },
    {
      "path": "part/SEVEN",
      "kind": "part",
      "number": "SEVEN",
      "heading": "REPORTING BY INVESTMENT FIRMS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/54",
      "kind": "article",
      "number": "54",
      "heading": "Reporting requirements",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-54",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/SEVEN"
    },
    {
      "path": "article/55",
      "kind": "article",
      "number": "55",
      "heading": "Reporting requirements for certain investment firms, including for the purposes of the thresholds referred to in Article 1(2) of this Regulation and in point (1)(b) of Article 4(1) of Regulation (EU) No 575/2013",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-55",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/SEVEN"
    },
    {
      "path": "part/EIGHT",
      "kind": "part",
      "number": "EIGHT",
      "heading": "DELEGATED ACTS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/56",
      "kind": "article",
      "number": "56",
      "heading": "Exercise of the delegation",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-56",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/EIGHT"
    },
    {
      "path": "part/NINE",
      "kind": "part",
      "number": "NINE",
      "heading": "TRANSITIONAL PROVISIONS, REPORTS, REVIEWS AND AMENDMENTS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "part/NINE/title/I",
      "kind": "title",
      "number": "I",
      "heading": "TRANSITIONAL PROVISIONS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/NINE"
    },
    {
      "path": "article/57",
      "kind": "article",
      "number": "57",
      "heading": "Transitional provisions",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-57",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/NINE/title/I"
    },
    {
      "path": "article/58",
      "kind": "article",
      "number": "58",
      "heading": "Derogation for undertakings referred to in point (1)(b) of Article 4(1) of Regulation (EU) No 575/2013",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-58",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/NINE/title/I"
    },
    {
      "path": "article/59",
      "kind": "article",
      "number": "59",
      "heading": "Derogation for investment firms referred to in Article 1(2)",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-59",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/NINE/title/I"
    },
    {
      "path": "part/NINE/title/II",
      "kind": "title",
      "number": "II",
      "heading": "REPORTS AND REVIEWS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/NINE"
    },
    {
      "path": "article/60",
      "kind": "article",
      "number": "60",
      "heading": "Review clause",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-60",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/NINE/title/II"
    },
    {
      "path": "part/NINE/title/III",
      "kind": "title",
      "number": "III",
      "heading": "AMENDMENTS TO OTHER REGULATIONS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/NINE"
    },
    {
      "path": "article/61",
      "kind": "article",
      "number": "61",
      "heading": "Amendment to Regulation (EU) No 1093/2010",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-61",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/NINE/title/III"
    },
    {
      "path": "article/62",
      "kind": "article",
      "number": "62",
      "heading": "Amendments to Regulation (EU) No 575/2013",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-62",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/NINE/title/III"
    },
    {
      "path": "article/63",
      "kind": "article",
      "number": "63",
      "heading": "Amendments to Regulation (EU) No 600/2014",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-63",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/NINE/title/III"
    },
    {
      "path": "article/64",
      "kind": "article",
      "number": "64",
      "heading": "Amendment to Regulation (EU) No 806/2014",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-64",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/NINE/title/III"
    },
    {
      "path": "part/TEN",
      "kind": "part",
      "number": "TEN",
      "heading": "FINAL PROVISIONS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/65",
      "kind": "article",
      "number": "65",
      "heading": "References to Regulation (EU) No 575/2013 in other Union legal acts",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-65",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/TEN"
    },
    {
      "path": "article/66",
      "kind": "article",
      "number": "66",
      "heading": "Entry into force and date of application",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/article-66",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "part/TEN"
    },
    {
      "path": "signature",
      "kind": "signature",
      "number": null,
      "heading": "Signature",
      "url": "https://openlegislation.uk/eu-regulation-2019-2033/signature",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    }
  ],
  "outstanding_effects": [],
  "made_under": [],
  "changes_made_to": 0,
  "changes_made_to_url": "https://openlegislation.uk/eu-regulation-2019-2033/changes.json",
  "changes_made_by": 81,
  "changes_made_by_url": "https://openlegislation.uk/eu-regulation-2019-2033/changes/by-it.json",
  "instruments_made_under": 0,
  "instruments_made_under_url": "https://openlegislation.uk/eu-regulation-2019-2033/instruments.json",
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eur/2019/2033",
    "retrieved_at": "2026-11-01T14:42:59.416439+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}