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Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (Text with EEA relevance)

Part FOUR CONCENTRATION RISK

United Kingdom

Original text. Later amendments are not shown.

35Monitoring obligation
36Calculation of the exposure value
37Limits with regard to concentration risk and exposure value excess
38Obligation to notify
39Calculating K‐CON
40Procedures to prevent investment firms from avoiding the K‐CON own funds requirement
41Exclusions
42Exemption for commodity and emission allowance dealers

Part FOUR

Legislation: Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (Text with EEA relevance)
Citation: EU Regulation 2019/2033, part four
Official version: legislation.gov.uk

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Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives. legislation.gov.uk is the official version.

Not legal advice.

👋 Jason Cartwright
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