{
  "url": "https://openlegislation.uk/eu-regulation-2019-359",
  "json_url": "https://openlegislation.uk/eu-regulation-2019-359.json",
  "id": "eur/2019/359",
  "title": "Commission Delegated Regulation (EU) 2019/359 of 13 December 2018 supplementing Regulation (EU) 2015/2365 of the European Parliament and of the Council with regard to regulatory technical standards specifying the details of the application for registration and extension of registration as a trade repository (Text with EEA relevance)",
  "short_title": "Regulation (EU) 2019/359 supplementing Regulation (EU) 2015/2365 of the European Parliament and of the…",
  "long_title": "Commission Delegated Regulation (EU) 2019/359 of 13 December 2018 supplementing Regulation (EU) 2015/2365 of the European Parliament and of the Council with regard to regulatory technical standards specifying the details of the application for registration and extension of registration as a trade repository (Text with EEA relevance)",
  "citation": "EU Regulation 2019/359",
  "type": "eur",
  "year": "2019",
  "number": "359",
  "version": "current",
  "date": "2018-12-13",
  "revised": false,
  "valid_from": null,
  "extent": "E+W+S+N.I.",
  "unapplied_effects": 1,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/introduction",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/1",
      "kind": "article",
      "number": "1",
      "heading": "Identification, legal status and types of securities financing transactions",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-1",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/2",
      "kind": "article",
      "number": "2",
      "heading": "Policies and procedures",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-2",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/3",
      "kind": "article",
      "number": "3",
      "heading": "Ownership of the trade repository",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-3",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/4",
      "kind": "article",
      "number": "4",
      "heading": "Ownership chart",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-4",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/5",
      "kind": "article",
      "number": "5",
      "heading": "Organisational chart",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-5",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/6",
      "kind": "article",
      "number": "6",
      "heading": "Corporate governance",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-6",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/7",
      "kind": "article",
      "number": "7",
      "heading": "Internal control",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-7",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/8",
      "kind": "article",
      "number": "8",
      "heading": "Regulatory compliance",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-8",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/9",
      "kind": "article",
      "number": "9",
      "heading": "Senior management and members of the Board",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-9",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/10",
      "kind": "article",
      "number": "10",
      "heading": "Staffing policies and procedures",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-10",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/11",
      "kind": "article",
      "number": "11",
      "heading": "Fitness and properness",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-11",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/12",
      "kind": "article",
      "number": "12",
      "heading": "Financial reports and business plans",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-12",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/13",
      "kind": "article",
      "number": "13",
      "heading": "Management of conflicts of interest",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-13",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/14",
      "kind": "article",
      "number": "14",
      "heading": "Confidentiality",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-14",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/15",
      "kind": "article",
      "number": "15",
      "heading": "Inventory and mitigation of conflicts of interest",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-15",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/16",
      "kind": "article",
      "number": "16",
      "heading": "Information Technology resources and outsourcing",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-16",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/17",
      "kind": "article",
      "number": "17",
      "heading": "Ancillary services",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-17",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/18",
      "kind": "article",
      "number": "18",
      "heading": "Transparency of access rules",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-18",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/19",
      "kind": "article",
      "number": "19",
      "heading": "Verification of completeness and correctness of data",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-19",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/20",
      "kind": "article",
      "number": "20",
      "heading": "Pricing policy transparency",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-20",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/21",
      "kind": "article",
      "number": "21",
      "heading": "Operational risk",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-21",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/22",
      "kind": "article",
      "number": "22",
      "heading": "Recordkeeping policy",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-22",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/23",
      "kind": "article",
      "number": "23",
      "heading": "Data availability mechanisms",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-23",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/24",
      "kind": "article",
      "number": "24",
      "heading": "Direct and immediate access to data by authorities",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-24",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/25",
      "kind": "article",
      "number": "25",
      "heading": "Payment of fees",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-25",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/26",
      "kind": "article",
      "number": "26",
      "heading": "Information to be provided in the case of extension of registration",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-26",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/27",
      "kind": "article",
      "number": "27",
      "heading": "Verification of the accuracy and completeness of the application",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-27",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/28",
      "kind": "article",
      "number": "28",
      "heading": "Entry into force",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/article-28",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "signature",
      "kind": "signature",
      "number": null,
      "heading": "Signature",
      "url": "https://openlegislation.uk/eu-regulation-2019-359/signature",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    }
  ],
  "outstanding_effects": [
    {
      "type": "revoked",
      "affected_provisions": "Regulation",
      "affecting": "ukpga/2023/29",
      "affecting_title": "Financial Services and Markets Act 2023",
      "affecting_provisions": "Sch. 1 Pt. 1 3"
    }
  ],
  "made_under": [],
  "changes_made_to": 3,
  "changes_made_to_url": "https://openlegislation.uk/eu-regulation-2019-359/changes.json",
  "changes_made_by": 0,
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  "instruments_made_under": 0,
  "instruments_made_under_url": "https://openlegislation.uk/eu-regulation-2019-359/instruments.json",
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eur/2019/359",
    "retrieved_at": "2026-11-01T14:43:32.454609+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}