# Commission Delegated Regulation (EU) 2019/979 of 14 March 2019 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council with regard to regulatory technical standards on key financial information in the summary of a prospectus, the publication and classification of prospectuses, advertisements for securities, supplements to a prospectus, and the notification portal, and repealing Commission Delegated Regulation (EU) No 382/2014 and Commission Delegated Regulation (EU) 2016/301 (Text with EEA relevance) (revoked)

EU Regulation 2019/979 · adopted 14 March 2019

Commission Delegated Regulation (EU) 2019/979 of 14 March 2019 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council with regard to regulatory technical standards on key financial information in the summary of a prospectus, the publication and classification of prospectuses, advertisements for securities, supplements to a prospectus, and the notification portal, and repealing Commission Delegated Regulation (EU) No 382/2014 and Commission Delegated Regulation (EU) 2016/301 (Text with EEA relevance)

## Introductory text

Commission Delegated Regulation (EU) 2019/979
of 14 March 2019
supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council with regard to regulatory technical standards on key financial information in the summary of a prospectus, the publication and classification of prospectuses, advertisements for securities, supplements to a prospectus, and the notification portal, and repealing Commission Delegated Regulation (EU) No 382/2014 and Commission Delegated Regulation (EU) 2016/301
(Text with EEA relevance) (revoked)
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## Chapter I: KEY FINANCIAL INFORMATION IN THE PROSPECTUS SUMMARY

### Section 1: Content of the key financial information in the prospectus summary

## 1 Minimum content of the key financial information in the summary of a prospectus

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## 2 Key financial information for non-financial entities issuing equity securities

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## 3 Key financial information for non-financial entities issuing non-equity securities

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## 4 Key financial information for credit institutions

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## 5 Key financial information for insurance companies

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## 6 Key financial information for special purpose vehicles issuing asset backed securities

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## 7 Key financial information for closed end funds

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## 8 Key financial information for guarantors

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### Section 2: Format of the key financial information in the prospectus summary

## 9 Format of the key financial information in the summary of a prospectus

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## Chapter II: PUBLICATION OF THE PROSPECTUS

## 10 Publication of the prospectus

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## Chapter III: MACHINE READABLE DATA FOR THE CLASSIFICATION OF PROSPECTUSES

## 11 Data for classification of prospectuses

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## 12 Practical arrangements to ensure the machine readability of the data

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## Chapter IV: ADVERTISEMENTS

## 13 Identification of the prospectus

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## 14 Required content

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## 15 Dissemination of advertisements

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## 16 Information concerning offers of securities

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## 17 Procedure for the cooperation between competent authorities

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## Chapter V: SUPPLEMENTS TO THE PROSPECTUS

## 18 Publication of a supplement to the prospectus

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## Chapter VI: TECHNICAL ARRANGEMENTS FOR THE FUNCTIONING OF THE NOTIFICATION PORTAL

## 19 Upload of documents and accompanying data

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## 20 Processing and notification of documents and accompanying data

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## 21 Download of documents and accompanying data

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## Chapter VII: FINAL PROVISIONS

## 22 Repeal

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## 22a Summaries of prospectuses approved between 21 July 2019 and 16 September 2020 for non-financial entities issuing equity securities

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## 23 Entry into force

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## Signature

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## Annex I NON-FINANCIAL ENTITIES (EQUITY SECURITIES)

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## Annex II NON-FINANCIAL ENTITIES (NON-EQUITY SECURITIES)

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## Annex III CREDIT INSTITUTIONS (EQUITY AND NON-EQUITY SECURITIES)

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## Annex IV INSURANCE COMPANIES (EQUITY AND NON-EQUITY SECURITIES)

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## Annex V SPECIAL PURPOSE VEHICLES (‘SPVS’) ISSUING ASSET BACKED SECURITIES

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## Annex VI CLOSED END FUNDS

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## Annex VII MACHINE-READABLE DATA TO BE PROVIDED TO ESMA

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Source: https://www.legislation.gov.uk/eur/2019/979 (the official version)
Page: https://openlegislation.uk/eu-regulation-2019-979
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.