# The Finance Act 2014 (Schedule 34 Prescribed Matters) Regulations 2015, Regulation 6: Prescribed relevant sanction


(1) In paragraph 9 of Schedule 34 to the Finance Act 2014 a sanction is prescribed under sub-paragraph (2)(b) if a regulatory authority imposes one or more of the following in relation to a person—
(a) a fine or financial penalty;
(b) a suspension of an approval issued by the regulatory authority to perform any function to which the approval relates;
(c) the imposition of limitations or other restrictions in relation to the performance of any function to which any approval issued by the regulatory authority relates;
(d) the imposition of any conditions in relation to any approval issued by the regulatory authority.
(2) A sanction is also prescribed in relation to a person if a regulatory authority publishes a statement of misconduct by that person.

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Source: https://www.legislation.gov.uk/uksi/2015/131/regulation/6 (the official version)
Page: https://openlegislation.uk/finance-act-2014-schedule-34-prescribed-matters-regulations-2015/regulation-6
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.