{
  "url": "https://openlegislation.uk/financial-conglomerates-and-other-financial-groups-regulations-2004",
  "json_url": "https://openlegislation.uk/financial-conglomerates-and-other-financial-groups-regulations-2004.json",
  "id": "uksi/2004/1862",
  "title": "The Financial Conglomerates and Other Financial Groups Regulations 2004",
  "short_title": "Financial Conglomerates and Other Financial Groups 2004",
  "long_title": "These Regulations implement, in part, Directive 2002/87/EC of the European Parliament and of the Council of 16 December 2002 on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate and amending Council Directives 73/239/EEC, 79/267/EEC, 92/49/EEC, 92/96/EEC, 93/6/EEC, 93/22/EEC, and Directives 98/78/EC and 2000/12/EC of the European Parliament and of the Council (“the conglomerates directive”) (OJ No. L 35 11.2.2003 p.1).",
  "citation": "S.I. 2004/1862",
  "type": "uksi",
  "year": "2004",
  "number": "1862",
  "version": "current",
  "date": "2004-07-19",
  "revised": true,
  "valid_from": "2023-07-11",
  "extent": "E+W+S+N.I.",
  "unapplied_effects": 9,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/financial-conglomerates-and-other-financial-groups-regulations-2004/introduction",
      "extent": null,
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      "heading": "Citation, commencement and interpretation",
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      "heading": "Exercise of supplementary supervision of regulated entitiesin a financial conglomerate",
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      "heading": "Notification of identification as a financial conglomerate and choice of co-ordinator",
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      "path": "regulation/3",
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      "heading": "Exercise of functions under Part IV of the Act for the purposes of carrying on supplementary supervision",
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      "heading": "Supplementary supervision of third-country financial conglomeratesand third-country groups",
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      "heading": "Supervision of third-country banking groups",
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
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      "heading": "Supervision of third-country groups subject to the capital requirements regulation and capital requirement directive",
      "url": "https://openlegislation.uk/financial-conglomerates-and-other-financial-groups-regulations-2004/regulation-10",
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      "heading": "Provisions relating to information",
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      "path": "regulation/11",
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      "heading": "Disclosure of confidential information",
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      "heading": "Obtaining information—avoidance of duplication of reporting",
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      "heading": "Miscellaneous",
      "url": null,
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      "heading": "Consultation on change of control",
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      "extent": "E+W+S+N.I.",
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      "path": "regulation/14",
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      "heading": "References to existing directives",
      "url": "https://openlegislation.uk/financial-conglomerates-and-other-financial-groups-regulations-2004/regulation-14",
      "extent": null,
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      "path": "regulation/15",
      "kind": "regulation",
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      "heading": "Extension of power to vary Part IV permissions",
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      "path": "regulation/16",
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      "heading": "Thresholds for identifying a financial conglomerate",
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