{
  "url": "https://openlegislation.uk/financial-conglomerates-and-other-financial-groups-regulations-2004/regulation-6",
  "json_url": "https://openlegislation.uk/financial-conglomerates-and-other-financial-groups-regulations-2004/regulation-6.json",
  "legislation": "uksi/2004/1862",
  "legislation_title": "The Financial Conglomerates and Other Financial Groups Regulations 2004",
  "legislation_url": "https://openlegislation.uk/financial-conglomerates-and-other-financial-groups-regulations-2004",
  "path": "regulation/6",
  "kind": "regulation",
  "number": "6",
  "heading": "Regulator functions and service of notifications",
  "text": "(1) Any function carried out by a regulator (whether in the capacity of a co-ordinator, a relevant competent authority or otherwise) for the purposes of these Regulations is to be treated as a function conferred on the regulator by a provision of the Act.\n(2) The Financial Services and Markets Act 2000 (Service of Notices) Regulations 2001 apply to any notifications given under regulation 2(1)(a) as they apply to any notice, direction or document of any kind given under the Act.",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Words in reg. 6(1) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 95(7)(a)(i) (with Sch. 2 para. 96)"
    },
    {
      "type": "F",
      "label": "F2",
      "text": "Words in reg. 6(1) substituted (31.12.2020) by The Financial Conglomerates and Other Financial Groups (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/264), regs. 1, 2(6) (with reg. 6) (as amended by S.I. 2020/1031, reg. 3, Sch. para. 15 and with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)"
    },
    {
      "type": "F",
      "label": "F3",
      "text": "Words in reg. 6(1) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 95(7)(a)(ii) (with Sch. 2 para. 96)"
    },
    {
      "type": "F",
      "label": "F4",
      "text": "Word in reg. 6 heading substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 95(7)(b) (with Sch. 2 para. 96)"
    },
    {
      "type": "M",
      "label": "M1",
      "text": "S.I. 2001/1420."
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2004/1862/regulation/6",
    "retrieved_at": "2026-10-29T05:22:24.089006+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}