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Paragraph 6

Original text. Later amendments are not shown.

Paragraphs 2 and 5 shall not preclude the exchange of information:

(a)

within a member State, where there are two or more competent authorities; or

(b)

within a Member State or between Member States, between competent authorities; and

  • authorities with public responsibility for the supervision of credit institutions, investment undertakings, insurance undertakings and other financial organisations and the authorities responsible for the supervision of financial markets,

  • bodies involved in the liquidation or bankruptcy of UCITS and other similar procedures and of undertakings contributing towards their business activity,

  • persons responsible for carrying out statutory audits of the accounts of insurance undertakings, credit institutions, investment undertakings and other financial institutions, in the performance of their supervisory functions, or the disclosure to bodies which administer compensation schemes of information necessary for the performance of their functions. Such information shall be subject to the conditions of professional secrecy imposed in paragraph 2.