{
  "url": "https://openlegislation.uk/financial-services-act-2012-consequential-amendments-and-transitional-provisions-order-2013/schedule-2/paragraph-35",
  "json_url": "https://openlegislation.uk/financial-services-act-2012-consequential-amendments-and-transitional-provisions-order-2013/schedule-2/paragraph-35.json",
  "legislation": "uksi/2013/472",
  "legislation_title": "The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013",
  "legislation_url": "https://openlegislation.uk/financial-services-act-2012-consequential-amendments-and-transitional-provisions-order-2013",
  "path": "schedule/2/paragraph/35",
  "kind": "paragraph",
  "number": "35",
  "heading": "The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001",
  "text": "In the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001—\n(a) in articles 9C(1) and (3); 9D; 9E(1); 9F; 9G(1), (4) and (8); 9H(1); 9K; 54(3); 92; 93(1); 94(1), (3), (4) and (5); 95(1) to (9) and 96, for “the Authority” (wherever appearing) substitute “the FCA”;\n(b) in article 9C(3) (persons certified as small issuers etc), for “the authority” substitute “the FCA”;\n(c) in article 9D (applications for certificates), for paragraphs (a) to (c), substitute—\n“(a) section 55U(1)(b) and (4) to (8);\n(b) section 55V;\n(c) section 55X(2) and (4)(f); and\n(d) section 55Z3(1).”;\n(d) in article 9E (revocation of certificate on Authority’s own initiative)—\n(i) in the heading, for “Authority’s” substitute “FCA’s”;\n(ii) in paragraph (3)—\n(aa) for “54 and 55(2)” substitute “55Z and 55Z3(2)”;\n(bb) for “the Authority’s” substitute “the FCA’s”;\n(e) in article 9G (obtaining information from certified persons etc)—\n(i) in subsection (2), for “Section 148” substitute “Section 138A”;\n(ii) in subsection (3), for “Section 150” substitute “Section 138D”;\n(iii) in subsection (6) for “Authority’s” substitute “Regulator’s”;\n(iv) in subsection (7) omit paragraph (a);\n(f) in article 9H(2) (rules prohibiting the issue of electronic money at a discount), for “Section 148” substitute “Section 138A”;\n(g) in article 35(3)(c) and (d) (international securities self-regulating organisations), for “the Authority” substitute “the FCA and the PRA”;\n(h) in article 93(1)(a) (duty to maintain a record of persons carrying on insurance mediation activities), for “section 51(3)” substitute “section 55U(4)”;\n(i) in article 95(10) (exclusion from record where no fit and proper to carry on insurance mediation activities), for “Authority” substitute “FCA or PRA”;\n(j) in article 96 (exclusion from record where regulator has exercised its powers under Part 20 of the Act), in the heading for “Authority” substitute “FCA”.",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "I",
      "label": "I1",
      "text": "Sch. 2 para. 35 in force at 1.4.2013, see art. 1(1)"
    },
    {
      "type": "footnote",
      "label": "f1",
      "text": "S.I. 2001/544, amended by S.I. 2002/682, S.I. 2003/1476 and S.I. 2006/3221."
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2013/472/schedule/2/paragraph/35",
    "retrieved_at": "2026-10-29T01:02:28.872417+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}