# The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013, Paragraph 35: The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001

Extent: E+W+S+N.I.

In the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001—
(a) in articles 9C(1) and (3); 9D; 9E(1); 9F; 9G(1), (4) and (8); 9H(1); 9K; 54(3); 92; 93(1); 94(1), (3), (4) and (5); 95(1) to (9) and 96, for “the Authority” (wherever appearing) substitute “the FCA”;
(b) in article 9C(3) (persons certified as small issuers etc), for “the authority” substitute “the FCA”;
(c) in article 9D (applications for certificates), for paragraphs (a) to (c), substitute—
“(a) section 55U(1)(b) and (4) to (8);
(b) section 55V;
(c) section 55X(2) and (4)(f); and
(d) section 55Z3(1).”;
(d) in article 9E (revocation of certificate on Authority’s own initiative)—
(i) in the heading, for “Authority’s” substitute “FCA’s”;
(ii) in paragraph (3)—
(aa) for “54 and 55(2)” substitute “55Z and 55Z3(2)”;
(bb) for “the Authority’s” substitute “the FCA’s”;
(e) in article 9G (obtaining information from certified persons etc)—
(i) in subsection (2), for “Section 148” substitute “Section 138A”;
(ii) in subsection (3), for “Section 150” substitute “Section 138D”;
(iii) in subsection (6) for “Authority’s” substitute “Regulator’s”;
(iv) in subsection (7) omit paragraph (a);
(f) in article 9H(2) (rules prohibiting the issue of electronic money at a discount), for “Section 148” substitute “Section 138A”;
(g) in article 35(3)(c) and (d) (international securities self-regulating organisations), for “the Authority” substitute “the FCA and the PRA”;
(h) in article 93(1)(a) (duty to maintain a record of persons carrying on insurance mediation activities), for “section 51(3)” substitute “section 55U(4)”;
(i) in article 95(10) (exclusion from record where no fit and proper to carry on insurance mediation activities), for “Authority” substitute “FCA or PRA”;
(j) in article 96 (exclusion from record where regulator has exercised its powers under Part 20 of the Act), in the heading for “Authority” substitute “FCA”.

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Source: https://www.legislation.gov.uk/uksi/2013/472/schedule/2/paragraph/35 (the official version)
Page: https://openlegislation.uk/financial-services-act-2012-consequential-amendments-and-transitional-provisions-order-2013/schedule-2/paragraph-35
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.