{
  "url": "https://openlegislation.uk/financial-services-act-2012-transitional-provisions-enforcement-order-2013/article-19",
  "json_url": "https://openlegislation.uk/financial-services-act-2012-transitional-provisions-enforcement-order-2013/article-19.json",
  "legislation": "uksi/2013/441",
  "legislation_title": "The Financial Services Act 2012 (Transitional Provisions) (Enforcement) Order 2013",
  "legislation_url": "https://openlegislation.uk/financial-services-act-2012-transitional-provisions-enforcement-order-2013",
  "path": "article/19",
  "kind": "article",
  "number": "19",
  "heading": "Warning notices",
  "text": "(1) Paragraph (2) applies where, before the commencement date, the Authority—\n(a) gave a warning notice under FSMA 2000; and\n(b) had not given a decision notice or a notice of discontinuance following that warning notice.\n(2) The FCA may make a transfer election (see article 24) in respect of the whole or part of the warning notice.\n(3) This article does not apply to a warning notice given under the following provisions—\n(a) section 52(6) or (7) (determination of applications);\n(b) section 189(4)(b) (assessment: procedure);\n(c) section 191A(4) (objection);\n(d) section 321(8) (requirements imposed under section 320);\n(e) section 345(2) (disqualification), whether as a result of section 345 or of section 249;\n(f) paragraph 19(8) of Schedule 3 (establishment).",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2013/441/article/19",
    "retrieved_at": "2026-10-29T01:02:53.315369+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}