# The Financial Services Act 2012 (Transitional Provisions) (Enforcement) Order 2013, Article 19: Warning notices


(1) Paragraph (2) applies where, before the commencement date, the Authority—
(a) gave a warning notice under FSMA 2000; and
(b) had not given a decision notice or a notice of discontinuance following that warning notice.
(2) The FCA may make a transfer election (see article 24) in respect of the whole or part of the warning notice.
(3) This article does not apply to a warning notice given under the following provisions—
(a) section 52(6) or (7) (determination of applications);
(b) section 189(4)(b) (assessment: procedure);
(c) section 191A(4) (objection);
(d) section 321(8) (requirements imposed under section 320);
(e) section 345(2) (disqualification), whether as a result of section 345 or of section 249;
(f) paragraph 19(8) of Schedule 3 (establishment).

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Source: https://www.legislation.gov.uk/uksi/2013/441/article/19 (the official version)
Page: https://openlegislation.uk/financial-services-act-2012-transitional-provisions-enforcement-order-2013/article-19
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.