{
  "url": "https://openlegislation.uk/financial-services-act-2012/schedule-4/paragraph-4",
  "json_url": "https://openlegislation.uk/financial-services-act-2012/schedule-4/paragraph-4.json",
  "legislation": "ukpga/2012/21",
  "legislation_title": "Financial Services Act 2012",
  "legislation_url": "https://openlegislation.uk/financial-services-act-2012",
  "path": "schedule/4/paragraph/4",
  "kind": "paragraph",
  "number": "4",
  "heading": null,
  "text": "(1) Paragraph 15A (application for approval to manage UCITS) is amended as follows.\n(2) For “Authority” or “Authority's”, in each place, substitute “ appropriate UK regulator ” or “appropriate UK regulator's”.\n(3) After sub-paragraph (6) insert—\n“(6A) If—\n(a) the FCA is the appropriate UK regulator, and\n(b) the firm is, or the firm's immediate group includes, a PRA-authorised person,\nthe FCA must give the PRA a copy of the notice under sub-paragraph (4).”\n(4) In sub-paragraph (7), before the definition of “specified” insert—\n““the appropriate UK regulator” means whichever of the FCA and the PRA is the competent authority for the purposes of the UCITS directive;”.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "I",
      "label": "I1",
      "text": "Sch. 4 para. 4 in force at 27.2.2013 for specified purposes by S.I. 2013/423, art. 2"
    },
    {
      "type": "I",
      "label": "I2",
      "text": "Sch. 4 para. 4 in force at 1.4.2013 in so far as not already in force by S.I. 2013/423, art. 3, Sch."
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/ukpga/2012/21/schedule/4/paragraph/4",
    "retrieved_at": "2026-10-29T09:08:36.918830+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}