# The Financial Services Act 2021 (Commencement No. 3) Regulations 2021

S.I. 2021/1173 · made 21 October 2021

Regulation 2 of these Regulations commences a provision of the Financial Services Act 2021 (c. 22) dealing with maximum sentences for insider dealing and financial services offences (section 31). An impact assessment has not been published for these Regulations as they have no impact on the costs to business or the public or voluntary sectors independent of the provision these Regulations bring into force. A full impact assessment has been published in relation to the Act and copies can be obtained from HM Treasury, 1 Horse Guards Road, London, SW1A 2HQ or at https://publications.parliament.uk/pa/bills/cbill/58-01/0200/FS%20Bill%20Impact%20Assessment%20-%20October%202020%20-%20201020.pdf.

Made under: Financial Services Act 2021 (Section 49)

PDFs: Printed copy https://openlegislation.uk/financial-services-act-2021-commencement-no-3-regulations-2021/pdf/uksi_20211173_en.pdf

## Introductory text

Financial Services
Made 21st October 2021
The Treasury make the following Regulations in exercise of the power conferred by section 49(5) of the Financial Services Act 2021.

## 1 Citation

These Regulations may be cited as the Financial Services Act 2021 (Commencement No. 3) Regulations 2021.

## 2 Commencement

Section 31 of the Financial Services Act 2021 (maximum sentences for insider dealing and financial services offences) comes into force on 1st November 2021.

## Signature

Alan Mak
Rebecca Harris
Two of the Lords Commissioners of Her Majesty’s Treasury
21st October 2021

## Explanatory note

(This note is not part of the Regulations)
Regulation 2 of these Regulations commences a provision of the Financial Services Act 2021 (c. 22) dealing with maximum sentences for insider dealing and financial services offences (section 31). An impact assessment has not been published for these Regulations as they have no impact on the costs to business or the public or voluntary sectors independent of the provision these Regulations bring into force. A full impact assessment has been published in relation to the Act and copies can be obtained from HM Treasury, 1 Horse Guards Road, London, SW1A 2HQ or at https://publications.parliament.uk/pa/bills/cbill/58-01/0200/FS%20Bill%20Impact%20Assessment%20-%20October%202020%20-%20201020.pdf.

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Source: https://www.legislation.gov.uk/uksi/2021/1173 (the official version)
Page: https://openlegislation.uk/financial-services-act-2021-commencement-no-3-regulations-2021
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.