# The Financial Services and Markets Act 2000 (Amendment) Regulations 2009 (revoked)

S.I. 2009/2461 · made 8 September 2009 · revised to 29 August 2023

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PDFs: Printed copy https://openlegislation.uk/financial-services-and-markets-act-2000-amendment-regulations-2009-revoked/pdf/uksi_20092461_en.pdf; Explanatory Memorandum https://openlegislation.uk/financial-services-and-markets-act-2000-amendment-regulations-2009-revoked/pdf/uksiem_20092461_en.pdf

## Introductory text

Companies
Made 8th September 2009
Laid before Parliament 9th September 2009
Coming into force 1st October 2009
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## 1 Citation and commencement

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## 2 Disclosure rules: persons responsible for compliance

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## Signature

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## 

“SCHEDULE 11B
CONNECTED PERSONS
Section 96B(2)
PART 1
MEANING OF “CONNECTED PERSON”
Introduction
1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Meaning of “connected person”
2. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Family members
3. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Associated bodies corporate
4. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Control of a body corporate
5. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Supplementary provisions
6. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
PART 2
CONNECTED PERSONS: REFERENCES TO AN INTEREST IN SHARES OR DEBENTURES
Introduction
7. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
General provisions
8. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Rights to acquire shares
9. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Right to exercise or control exercise of rights
10. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Bodies corporate
11. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Trusts
12. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .”

## Explanatory note

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Source: https://www.legislation.gov.uk/uksi/2009/2461 (the official version)
Page: https://openlegislation.uk/financial-services-and-markets-act-2000-amendment-regulations-2009-revoked
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.