{
  "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-appointed-representatives-regulations-2001",
  "json_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-appointed-representatives-regulations-2001.json",
  "id": "uksi/2001/1217",
  "title": "The Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001",
  "short_title": "Financial Services and Markets Act 2000 (Appointed Representatives) 2001",
  "long_title": "These Regulations prescribe the descriptions of business which appointed representatives of authorised persons may carry on without themselves requiring authorisation under the Financial Services and Markets Act 2000 (“the Act”). Regulation 2 prescribes, for this purpose, any business comprising the regulated activity of arranging deals in certain investments, arranging for the safeguarding and administration of assets, or advising on investments (or agreeing to do any of those things).",
  "citation": "S.I. 2001/1217",
  "type": "uksi",
  "year": "2001",
  "number": "1217",
  "version": "current",
  "date": "2001-03-28",
  "revised": true,
  "valid_from": "2022-07-30",
  "extent": "E+W+S+N.I.",
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  "provisions": [
    {
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      "kind": "introduction",
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      "heading": "Introductory text",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-appointed-representatives-regulations-2001/introduction",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
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      "heading": "Citation, commencement and interpretation",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-appointed-representatives-regulations-2001/regulation-1",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/2",
      "kind": "regulation",
      "number": "2",
      "heading": "Descriptions of business for which appointed representatives are exempt",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-appointed-representatives-regulations-2001/regulation-2",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
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      "path": "regulation/3",
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      "number": "3",
      "heading": "Requirements applying to contracts between authorised persons and appointed representatives",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-appointed-representatives-regulations-2001/regulation-3",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/4",
      "kind": "regulation",
      "number": "4",
      "heading": "Transitional provision in relation to contracts",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-appointed-representatives-regulations-2001/regulation-4",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "regulation/5",
      "kind": "regulation",
      "number": "5",
      "heading": "Credit related activities: prescribed businesses etc.",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-appointed-representatives-regulations-2001/regulation-5",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "signature",
      "kind": "signature",
      "number": null,
      "heading": "Signature",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-appointed-representatives-regulations-2001/signature",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "note",
      "kind": "note",
      "number": null,
      "heading": "Explanatory note",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-appointed-representatives-regulations-2001/note",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    }
  ],
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    {
      "title": "Printed copy",
      "main": true,
      "language": null,
      "date": "2008-11-25",
      "size": null,
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-appointed-representatives-regulations-2001/pdf/uksi_20011217_en.pdf",
      "source_url": "https://www.legislation.gov.uk/uksi/2001/1217/pdfs/uksi_20011217_en.pdf"
    }
  ],
  "outstanding_effects": [],
  "made_under": [
    {
      "id": "ukpga/2000/8",
      "title": "Financial Services and Markets Act 2000",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000",
      "provisions": [
        "section/39",
        "section/417"
      ]
    }
  ],
  "changes_made_to": 88,
  "changes_made_to_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-appointed-representatives-regulations-2001/changes.json",
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  "instruments_made_under_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-appointed-representatives-regulations-2001/instruments.json",
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2001/1217",
    "retrieved_at": "2026-10-29T07:52:49.651063+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}