Regulation 42

(1)

In section 123 M1 of the Act (power to impose penalties or issue censure) in subsection (1)(c)(i) after “122H,” insert “ 122HA, ”.

(2)

In sections 123A and 123B of the Act (power to prohibit individuals from managing or dealing and suspending permission to carry on regulated activities etc.) in each subsection (1)(c) after “122H,” insert “ 122HA, ”.

(3)

In section 124 of the Act (statement of policy)—

(a)

in subsection (2) after “market abuse regulation” insert “ or Article 43(1) of the EU Benchmarks Regulation 2016 ”;

(b)

in subsection (10), in paragraph (c)(i) of the definition of “relevant person”, after “122H,” insert “ 122HA, ”.

Annotations

Marginal citations

M1: Sections 123 to 123C were substituted by regulation 9(1) and (5) of S.I. 2016/680.

Notes on the whole SI

Textual amendments

F1: Regulations revoked (14.12.2023 for the revocation of reg. 68) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(xxi)