{
  "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-commencement-no-1-order-2001/schedule/part-1",
  "json_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-commencement-no-1-order-2001/schedule/part-1.json",
  "legislation": "uksi/2001/516",
  "legislation_title": "The Financial Services and Markets Act 2000 (Commencement No. 1) Order 2001",
  "legislation_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-commencement-no-1-order-2001",
  "path": "schedule/part/1",
  "kind": "part",
  "number": "1",
  "heading": "PROVISIONS COMING INTO FORCE FOR ALL PURPOSES",
  "text": "Section 22 (regulated activities)\nSection 38 (exemption orders)\nSection 41(1) (meaning of “the threshold conditions”)\nSection 79(3) (persons responsible for listing particulars)\nSection 86 (application of Part VI to prospectuses)\nSubsections (4) and (5) of section 87 (approval of prospectuses where no application for listing)\nSection 103 (interpretation of Part VI)\nSection 118(3), (4) and (10) (prescribed markets and qualifying investments)\nSection 132(3) (Financial Services and Markets Tribunal rules)\nSection 134 and 135 (legal assistance scheme)\nSection 137(6) (Tribunal rules: appeals)\nSection 142 (insurance business: regulations supplementing Authority’s rules), except for subsection (5)\nSection 144(4) and (5) (order limiting Authority’s power to make price stabilising rules)\nSection 145(5) (order limiting Authority’s power to make financial promotion rules)\nSection 192(a) (power to provide exemptions from obligation to notify change of control)\nSubsections (6), (8) and (9) of section 215 (rights of compensation scheme in relevant person’s insolvency)\nSections 235 to 237 (collective investment schemes—interpretation)\nSubsections (1) to (3) of section 239 (single property schemes)\nSection 262 (open-ended investment companies)\nSection 286 (recognition requirements for recognised investment exchanges and clearing houses)\nSection 313 (interpretation of Part XVIII)\nSection 326 (designation of professional bodies)\nSections 334(1) and (2), 335, 336(1) and (2), 337, 338(1) and (2) and 339 (powers to transfer functions in relation to mutual societies)\nSubsection (5) of section 342 (information given by auditor or actuary to the Authority)\nSubsection (5) of section 343 (information given by auditor or actuary to the Authority: persons with close links)\nSection 351(7) (meaning of “specified enactment” for the purposes of restriction on disclosure of competition information)\nSection 353 (removal of other restrictions on disclosure)\nSubsections (9) to (14) of section 397 (misleading statements and practices: miscellaneous offences)\nSection 409 (Gibraltar)\nSubsections (1) to (3) of section 414 (service of notices)\nSubsections (4) and (5) of section 416 (provisions relating to industrial assurance etc)\nSection 417 (interpretation)\nSection 419 (carrying on regulated activities by way of business)\nSections 420 to 423 (meaning of parent and subsidiary undertaking etc.)\nSubsections (1) and (2) of section 424 (meaning of expressions relating to insurance)\nSection 425 (meaning of expressions relating to authorisation elsewhere in the single market)\nSections 426 and 427 (consequential, supplementary and transitional provisions)\nSection 429 (Parliamentary control of statutory instruments)\nSchedule 2 (regulated activities)\nSchedule 9 (non-listing prospectuses), except for paragraph 7\nSchedule 11 (offers of securities)\nParagraph 6(2) of Schedule 12 (meaning of “commitment” for purposes of insurance business transfer schemes)\nParagraph 9 of Schedule 13 (Tribunal rules)",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "footnote",
      "label": "f1",
      "text": "Section 425 was amended by S.I. 2000/2952 (regulation 8(4))."
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2001/516/schedule/part/1",
    "retrieved_at": "2026-10-29T08:01:32.295804+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}