Part 2 PROVISIONS COMING INTO FORCE FOR THE PURPOSE OF MAKING ORDERS OR REGULATIONS

Section 20(3) (rights of action for breach of permission)

Section 21 (restrictions on financial promotion)

Subsection (1) of section 39 (exemption of appointed representatives)

Subsections (1) and (3) of section 47 (exercise of Authority’s power in support of overseas regulator)

Subsections (2) and (3) of section 71 (rights of action for breach of statutory duty)

Subsection (3) of section 75 (application for listing)

Section 108 (requirements of applicants for business transfer orders)

Subsections (3) to (5) of section 150 (rights of action for contravention of rules)

Subsection (4)(b) of section 168 (appointment of persons to carry out investigations in particular cases)

Subsection (2) of section 183 (duty of Authority in relation to notice of control)

Subsection (2) of section 188 (notices of objection to existing control: procedure)

Subsection (2) of section 202 (rights of action for contravention of requirement imposed under Part XIII)

Subsection (10) of section 213 (the compensation scheme)

Subsection (5) of section 214 (provisions of the compensation scheme: general)

Subsection (4) of section 224 (scheme manager’s power to inspect documents held by Official Receiver etc.)

Section 238 (restrictions on promotion of collective investment schemes)

Subsections (1) and (3)(c) of section 264 (recognition of collective investment schemes constituted in other EEA States)

Section 270 (schemes authorised in designated countries or territories)

Subsection (2) of section 284 (investigations in relation to collective investment schemes)

Subsection (6) of section 327 (exemption from the general prohibition for members of the professions)

Section 349 (exceptions from restrictions on disclosure of confidential information)

Subsection (1)(b) of section 402 (power of the Authority to institute certain criminal proceedings)

Section 412 (gaming contracts)

Section 424(3) (law applicable to a contract of insurance)

Schedule 3 (EEA passport rights)^f1

Paragraphs 8 and 9 of Schedule 6 (power to vary threshold conditions)

Paragraph 19 of Part II of Schedule 19 (specification of enactment for the purposes of restriction on disclosure of competition information)