# The Financial Services and Markets Act 2000 (Compensation Scheme: Electing Participants) Regulations 2001, Regulation 4: Persons in respect of whom inspection under section 224 does not apply

Extent: E+W+S+N.I.

For the purposes of section 224(4) of the Act (power to inspect documents held by Official Receiver), the following categories are prescribed—
(a) any investment firm; ...
(b) any credit institution ; ...
(c) any insurance intermediary which is not an investment firm or a credit institution ; ...
(d) any relevant management company ; ...
(e) any relevant AIFM to the extent that it provided services in the United Kingdom other than—
(i) services specified by Annex I to the alternative investment fund managers directive that were provided in respect of an authorised unit trust scheme, an authorised contractual scheme or an authorised open-ended investment company; or
(ii) activities undertaken as an authorised manager of an ELTIF, as permitted by the ELTIF Regulation ; and
(f) any relevant mortgage intermediary.

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Source: https://www.legislation.gov.uk/uksi/2001/1783/regulation/4 (the official version)
Page: https://openlegislation.uk/financial-services-and-markets-act-2000-compensation-scheme-electing-participants-regulations-2001/regulation-4
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.