# The Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) Order 2001, Article 415: Meaning of “relevant investment”

Extent: E+W+S+N.I.

(1) Regulation 16 of the Financial Markets and Insolvency Regulations 1991 (circumstances in which member or designated non-member dealing as principal to be treated as acting in different capacities) is amended as follows.
(2) For paragraph (1)(a)(i) substitute—
“(i) which is a relevant investment; and”.
(3) After paragraph (2) insert—
“(3) In paragraph (1)(a)(i) “relevant investment” means an investment of one of the following kinds—
(a) options;
(b) futures;
(c) contracts for differences;
(d) rights to or interests in an investment of a kind mentioned in sub-paragraphs (a) to (c).
(4) Paragraph (3) must be read with—
(a) section 22 of the Financial Services and Markets Act 2000;
(b) any relevant order under that section; and
(c) Schedule 2 to that Act.”.

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Source: https://www.legislation.gov.uk/uksi/2001/3649/article/415 (the official version)
Page: https://openlegislation.uk/financial-services-and-markets-act-2000-consequential-amendments-and-repeals-order-2001/article-415
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.