{
  "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-consultation-with-competent-authorities-regulations-2001/regulation-2",
  "json_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-consultation-with-competent-authorities-regulations-2001/regulation-2.json",
  "legislation": "uksi/2001/2509",
  "legislation_title": "The Financial Services and Markets Act 2000 (Consultation with Competent Authorities) Regulations 2001",
  "legislation_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-consultation-with-competent-authorities-regulations-2001",
  "path": "regulation/2",
  "kind": "regulation",
  "number": "2",
  "heading": null,
  "text": "In these Regulations—\n“the Act” means the Financial Services and Markets Act 2000;\n“EEA credit institution” means an EEA firm falling within paragraph 5(b) of Schedule 3 to the Act ;\n“EEA investment firm” means an EEA firm falling within paragraph 5(a) of Schedule 3 to the Act;\n“investment firm”, except in the term “EEA investment firm”, has the meaning given by article 4(5) of the Regulated Activities Order;\n“the Regulated Activities Order” means the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 ;\n“UK authorised person” has the meaning given by section 178(4) of the Act.",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "M",
      "label": "M1",
      "text": "Amended by S.I. 2000/2952."
    },
    {
      "type": "M",
      "label": "M2",
      "text": "S.I. 2001/544."
    }
  ],
  "outstanding_effects": [
    {
      "type": "words inserted",
      "affecting": "uksi/2007/3255",
      "affecting_title": "The Financial Services and Markets Act 2000 (Reinsurance Directive) Regulations 2007"
    },
    {
      "type": "words inserted",
      "affecting": "uksi/2013/472",
      "affecting_title": "The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013"
    },
    {
      "type": "words omitted",
      "affecting": "uksi/2006/3384",
      "affecting_title": "The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment No. 3) Order 2006"
    },
    {
      "type": "words inserted",
      "affecting": "uksi/2006/3221",
      "affecting_title": "The Capital Requirements Regulations 2006"
    },
    {
      "type": "words inserted",
      "affecting": "uksi/2010/2628",
      "affecting_title": "The Capital Requirements (Amendment) Regulations 2010"
    },
    {
      "type": "words inserted",
      "affecting": "uksi/2010/2628",
      "affecting_title": "The Capital Requirements (Amendment) Regulations 2010"
    },
    {
      "type": "words inserted",
      "affecting": "uksi/2003/2066",
      "affecting_title": "The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003"
    },
    {
      "type": "words inserted",
      "affecting": "uksi/2004/1862",
      "affecting_title": "The Financial Conglomerates and Other Financial Groups Regulations 2004"
    }
  ],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2001/2509/regulation/2",
    "retrieved_at": "2026-10-29T07:40:51.457088+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}