{
  "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-consultation-with-competent-authorities-regulations-2001/regulation-4",
  "json_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-consultation-with-competent-authorities-regulations-2001/regulation-4.json",
  "legislation": "uksi/2001/2509",
  "legislation_title": "The Financial Services and Markets Act 2000 (Consultation with Competent Authorities) Regulations 2001",
  "legislation_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-consultation-with-competent-authorities-regulations-2001",
  "path": "regulation/4",
  "kind": "regulation",
  "number": "4",
  "heading": null,
  "text": "Where—\n(a) paragraph (1) or (2) of regulation 5 applies; and\n(b) the Authority proposes to give a notice of objection under 187(1) of the Act;\nthe requirement specified by regulation 6 is prescribed for the purposes of section 188(2) of the Act (and so must be complied with by the Authority before it gives a warning notice under section 188(1) of the Act).",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [],
  "outstanding_effects": [
    {
      "type": "words substituted",
      "affecting": "uksi/2003/2066",
      "affecting_title": "The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003"
    },
    {
      "type": "words substituted",
      "affecting": "uksi/2004/1862",
      "affecting_title": "The Financial Conglomerates and Other Financial Groups Regulations 2004"
    }
  ],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2001/2509/regulation/4",
    "retrieved_at": "2026-10-29T07:40:51.457088+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}