{
  "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-controllers-exemption-order-2009",
  "json_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-controllers-exemption-order-2009.json",
  "id": "uksi/2009/774",
  "title": "The Financial Services and Markets Act 2000 (Controllers) (Exemption) Order 2009",
  "short_title": "Financial Services and Markets Act 2000 (Controllers) (Exemption) 2009",
  "long_title": "This Order is made under sections 192(a) and 428(3) of the Financial Services and Markets Act 2000 to create exemptions from the obligations to notify the Financial Services Authority when acquiring, increasing, reducing or ceasing to have control over certain UK authorised persons (financial services firms).",
  "citation": "S.I. 2009/774",
  "type": "uksi",
  "year": "2009",
  "number": "774",
  "version": "current",
  "date": "2009-03-24",
  "revised": true,
  "valid_from": "2020-12-31",
  "extent": "E+W+S+N.I.",
  "unapplied_effects": 0,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-controllers-exemption-order-2009/introduction",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/1",
      "kind": "article",
      "number": "1",
      "heading": "Citation and commencement",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-controllers-exemption-order-2009/article-1",
      "extent": null,
      "status": null,
      "parent": null
    },
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      "path": "article/2",
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      "heading": "Interpretation",
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      "status": null,
      "parent": null
    },
    {
      "path": "article/3",
      "kind": "article",
      "number": "3",
      "heading": "Matters affecting calculations under this Order",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-controllers-exemption-order-2009/article-3",
      "extent": null,
      "status": null,
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    },
    {
      "path": "article/4",
      "kind": "article",
      "number": "4",
      "heading": "General exemption in respect of certain non-directive firms",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-controllers-exemption-order-2009/article-4",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/5",
      "kind": "article",
      "number": "5",
      "heading": "Specific exemptions in respect of authorised building societies",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-controllers-exemption-order-2009/article-5",
      "extent": null,
      "status": null,
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    },
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      "path": "article/6",
      "kind": "article",
      "number": "6",
      "heading": "Specific exemptions in respect of friendly societies",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-controllers-exemption-order-2009/article-6",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "article/6A",
      "kind": "article",
      "number": "6A",
      "heading": "Specific exemptions in respect of consumer credit",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-controllers-exemption-order-2009/article-6A",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/7",
      "kind": "article",
      "number": "7",
      "heading": "Revocations",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-controllers-exemption-order-2009/article-7",
      "extent": null,
      "status": null,
      "parent": null
    },
    {
      "path": "signature",
      "kind": "signature",
      "number": null,
      "heading": "Signature",
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      "extent": null,
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      "parent": null
    },
    {
      "path": "note",
      "kind": "note",
      "number": null,
      "heading": "Explanatory note",
      "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-controllers-exemption-order-2009/note",
      "extent": null,
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    }
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      "date": "2009-03-27",
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  "outstanding_effects": [],
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  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2009/774",
    "retrieved_at": "2026-10-29T03:14:20.587363+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}