{
  "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-disclosure-of-confidential-information-regulations-2001/schedule-2",
  "json_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-disclosure-of-confidential-information-regulations-2001/schedule-2.json",
  "legislation": "uksi/2001/2188",
  "legislation_title": "The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001",
  "legislation_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-disclosure-of-confidential-information-regulations-2001",
  "path": "schedule/2",
  "kind": "schedule",
  "number": "2",
  "heading": "DISCLOSURE OF CONFIDENTIAL INFORMATION NOT SUBJECT TO ASSIMILATED LAW RESTRICTIONS",
  "text": "Person\nFunctions\nThe Bank of England\nAll its public functions (so far as not mentioned in Schedule 1)\nThe International Monetary Fund\nAll its functions\n. . .\n. . .\nThe Competition and Markets Authority\nIts functions under any enactment (so far as not mentioned in Schedule 1)\n. . .\n. . .\nA local weights and measures authority in Great Britain\nIts functions as such under any enactment\n. . .\n. . .\nThe Department of Enterprise, Trade and Investment in Northern Ireland\n(a)Its functions under Part V of the Companies (No. 2) (Northern Ireland) Order 1990 (Financial Markets and Insolvency)\n(b)It functions under Part XII of the Insolvency (Northern Ireland) Order 1989\n(c)Its functions under any other enactment (so far as not mentioned in Schedule 1)\n(d)Its functions as a weights and measures authority for Northern Ireland\nA recognised clearing house (other than an overseas clearing house ... or a third country central counterparty (within the meaning of section 285(1)(d) of the Act))\nIts functions as such (so far as not mentioned in Schedule 1)\nThe registry administrator of the registry of emissions trading scheme registers established for the purposes of paragraph 23 of Schedule 2 to the Climate Change Act 2008\nIts functions as such\nA recognised CSD ... or third country CSD (within the meaning of section 285(1)(e) ... and (g) of the Act)\nIts functions as such (so far as not mentioned in Schedule 1)\nA person that is an Operator of a relevant system under the Uncertificated Securities Regulations 2001 (within the meaning of those regulations)\nHis functions as such (so far as not mentioned in Schedule 1)\nThe scheme operator\nIts functions as such\nThe Chief Ombudsman appointed in accordance with paragraph 5 of Schedule 17 to the Act, and any other member of the panel of ombudsmen appointed in accordance with paragraph 4 of that Schedule\nTheir functions as such\nAn inspector appointed under section 284 of the Act\nHis functions as such\nA person appointed in accordance with regulations made under section 262(1) of the Act to carry out an investigation in relation to an open-ended investment company\nHis functions as such\nThe Pensions Regulator\nIts functions as such (so far as not mentioned in Schedule 1 to these Regulations)\nThe Charity Commissioners for England and Wales\nTheir functions under any enactment (so far as not mentioned in Schedule 1)\nThe Commissioners of Customs and Excise\nTheir functions under any enactment\nOffice of Communications\nIts functions under any enactment\nThe Pensions Ombudsman\nHis functions under the Pension Schemes Act 1993 and the Pensions Act 1995\n. . .\n. . .\nA person upon whom functions are conferred by or under the Proceeds of Crime Act 2002\nThose functions\nThe Gambling Commission\nIts functions as such\n. . .\n. . .\nThe Gas and Electricity Markets Authority\nIts functions under any enactment\nThe monitor in relation to a moratorium under Part A1 of the Insolvency Act 1986\nThe monitor's functions in relation to the moratorium\nThe monitor in relation to a moratorium under Part 1A of the Insolvency (Northern Ireland) Order 1989\nThe monitor's functions in relation to the moratorium\nThe General Council of the Bar\nIts functions as such\nThe Law Society\nIts functions as such\nThe Chartered Institute of Legal Executives\nIts functions as such\nThe Faculty of Advocates\nIts functions as such\nThe Law Society of Scotland\nIts functions as such\nThe General Council of the Bar of Northern Ireland\nIts functions as such\nThe Law Society of Northern Ireland\nIts functions as such\nThe regulator of a foreign lawyer\nIts functions as such",
  "extent": null,
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Words in Sch. 2 heading substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(24); 2020 c. 1, Sch. 5 para. 1(1)"
    },
    {
      "type": "F",
      "label": "F2",
      "text": "Word in Sch. 2 heading substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 9 para. 3(g)"
    },
    {
      "type": "F",
      "label": "F3",
      "text": "Words in Sch. 2 Table omitted (1.4.2014) by virtue of The Enterprise and Regulatory Reform Act 2013 (Competition) (Consequential, Transitional and Saving Provisions) (No. 2) Order 2014 (S.I. 2014/549), art. 1(1), Sch. 1 para. 30(3)(b) (with art. 3)"
    },
    {
      "type": "F",
      "label": "F4",
      "text": "Words in Sch. 2 Table substituted (1.4.2014) by The Enterprise and Regulatory Reform Act 2013 (Competition) (Consequential, Transitional and Saving Provisions) (No. 2) Order 2014 (S.I. 2014/549), art. 1(1), Sch. 1 para. 30(3)(a) (with art. 3)"
    },
    {
      "type": "F",
      "label": "F5",
      "text": "Sch. 2 entry omitted (16.4.2012) by virtue of The Financial Services (Omnibus 1 Directive) Regulations 2012 (S.I. 2012/916), regs. 1, 3(15)"
    },
    {
      "type": "F",
      "label": "F6",
      "text": "Words in Sch. 2 Table omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(25)(a); 2020 c. 1, Sch. 5 para. 1(1)"
    },
    {
      "type": "F",
      "label": "F7",
      "text": "Words in Sch. 2 Table omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(25)(b); 2020 c. 1, Sch. 5 para. 1(1)"
    },
    {
      "type": "F",
      "label": "F8",
      "text": "Words in Sch. 2 inserted (1.4.2013) by The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504), regs. 1(2), 35(7) (with regs. 52-58)"
    },
    {
      "type": "F",
      "label": "F9",
      "text": "Words in Sch. 2 inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 5(b)"
    },
    {
      "type": "F",
      "label": "F10",
      "text": "Words in Sch. 2 inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 25(4) (with regs. 7(4), 9(1))"
    },
    {
      "type": "F",
      "label": "F11",
      "text": "Words in Sch. 2 Table omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(25)(c)(i); 2020 c. 1, Sch. 5 para. 1(1)"
    },
    {
      "type": "F",
      "label": "F12",
      "text": "Word in Sch. 2 Table omitted (31.12.2020) by virtue of The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 4(25)(c)(ii); 2020 c. 1, Sch. 5 para. 1(1)"
    },
    {
      "type": "F",
      "label": "F13",
      "text": "Words in Sch. 2 substituted (27.3.2019) by The Uncertificated Securities (Amendment and EU Exit) Regulations 2019 (S.I. 2019/679), regs. 1(2), 8 (with regs. 10-12)"
    },
    {
      "type": "F",
      "label": "F14",
      "text": "Words in Sch. 2 substituted (25.11.2005) by The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2005 (S.I. 2005/3071), regs. 1, 2(3)(a)"
    },
    {
      "type": "F",
      "label": "F15",
      "text": "Words in Sch. 2 substituted (25.11.2005) by The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2005 (S.I. 2005/3071), regs. 1, 2(3)(b)"
    },
    {
      "type": "F",
      "label": "F16",
      "text": "Words in Sch. 2 substituted (1.10.2011) by The Postal Services Act 2011 (Consequential Modifications and Amendments) Order 2011 (S.I. 2011/2085), art. 1(2), Sch. 1 para. 48"
    },
    {
      "type": "F",
      "label": "F17",
      "text": "Words in Sch. 2 table substituted (28.4.2014) by The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2014 (S.I. 2014/883), regs. 1, 2(3)"
    },
    {
      "type": "F",
      "label": "F18",
      "text": "Sch. 2 entry omitted (1.10.2013) by virtue of The Public Bodies (Merger of the Gambling Commission and the National Lottery Commission) Order 2013 (S.I. 2013/2329), art. 1(2), Sch. para. 34(b) (with art. 8, Sch. para. 43)"
    },
    {
      "type": "F",
      "label": "F19",
      "text": "Words in Sch. 2 table added (23.8.2003) by The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) (No. 2) Regulations 2003 (S.I. 2003/2174), regs. 1, 4(d)"
    },
    {
      "type": "F",
      "label": "F20",
      "text": "Words in Sch. 2 Table added (20.1.2007) by The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006 (S.I. 2006/3413), regs. 1(2)(a), 9"
    },
    {
      "type": "F",
      "label": "F21",
      "text": "Words in Sch. 2 omitted (29.11.2018 for specified purposes, 1.4.2019 in so far as not already in force) by virtue of The Financial Services and Markets Act 2000 (Claims Management Activity) Order 2018 (S.I. 2018/1253), arts. 1(2)(3), 99(3)"
    },
    {
      "type": "F",
      "label": "F22",
      "text": "Words in Sch. 2 Table inserted (26.12.2012) by The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2012 (S.I. 2012/3019), regs. 1, 2"
    },
    {
      "type": "F",
      "label": "F23",
      "text": "Sch. 2 entry inserted (26.6.2020) by Corporate Insolvency and Governance Act 2020 (c. 12), s. 49(1), Sch. 3 para. 39 (with ss. 2(2), 5(2))"
    },
    {
      "type": "F",
      "label": "F24",
      "text": "Sch. 2 entry inserted (26.6.2020) by Corporate Insolvency and Governance Act 2020 (c. 12), s. 49(1), Sch. 7 para. 32 (with ss. 2(2), 5(2))"
    },
    {
      "type": "F",
      "label": "F25",
      "text": "Words in Sch. 2 Pt. 1 Table inserted (21.1.2025) by The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2024 (S.I. 2024/1306), regs. 1(1), 2(4)"
    },
    {
      "type": "M",
      "label": "M1",
      "text": "S.I. 1990/1504 (N.I. 10)."
    },
    {
      "type": "M",
      "label": "M2",
      "text": "S.I. 1989/2405 (N.I. 19)."
    },
    {
      "type": "C",
      "label": "C1",
      "text": "Sch. 2 applied (10.6.2019) by The Proxy Advisors (Shareholders' Rights) Regulations 2019 (S.I. 2019/926), regs. 1, 29(1)(e)"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2001/2188/schedule/2",
    "retrieved_at": "2026-10-29T07:46:18.487785+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}