Regulation 3 Amendment of the principal Regulations

In regulation 1(2), at the end, insert—

• “;

• “tied agent” has the meaning given in Article 4.1.25 of the markets in financial instruments directive;

• “UK investment firm” means a UK firm—

  1. (a)

     which is an investment firm,

  2. (b)

     whose EEA right derives from the markets in financial instruments directive”.