{
  "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-eea-passport-rights-regulations-2001/regulation-10",
  "json_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-eea-passport-rights-regulations-2001/regulation-10.json",
  "legislation": "uksi/2001/2511",
  "legislation_title": "The Financial Services and Markets Act 2000 ( EEA Passport Rights) Regulations 2001",
  "legislation_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-eea-passport-rights-regulations-2001",
  "path": "regulation/10",
  "kind": "regulation",
  "number": "10",
  "heading": "Applications for approval under section 60 by EEA firms",
  "text": "In section 60 of the Act (applications for approval for persons to perform controlled functions), “the authorised person concerned” includes—\n(a) an EEA firm with respect to which the appropriate UK regulator (within the meaning of the relevant paragraph of Schedule 3) has received a consent notice or regulator’s notice under paragraph 13 of Schedule 3 or a regulator’s notice under paragraph 14 of that Schedule, and which will be the authorised person concerned if it qualifies for authorisation under that Schedule; and\n(b) an EEA firm which falls within paragraph 5(da) of Schedule 3 which establishes a branch in the United Kingdom.",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Words in reg. 10 renumbered as reg. 10(a) (10.12.2007) by The Reinsurance Directive Regulations 2007 (S.I. 2007/3253), reg. 1(1), Sch. 2(a)(i)"
    },
    {
      "type": "F",
      "label": "F2",
      "text": "Words in reg. 10 substituted (10.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) (No. 2) Order 2013 (S.I. 2013/642), arts. 1, 3(i)"
    },
    {
      "type": "F",
      "label": "F3",
      "text": "Words in reg. 10 inserted (14.1.2005) by The Insurance Mediation Directive (Miscellaneous Amendments) Regulations 2003 (S.I. 2003/1473), regs. 1(1), 8(4)"
    },
    {
      "type": "F",
      "label": "F4",
      "text": "Reg. 10(b) inserted (10.12.2007) by The Reinsurance Directive Regulations 2007 (S.I. 2007/3253), reg. 1(1), Sch. 2(a)(ii)"
    },
    {
      "type": "I",
      "label": "I1",
      "text": "Reg. 10 in force at 1.12.2001, see reg. 1(1)"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2001/2511/regulation/10",
    "retrieved_at": "2026-10-29T07:40:46.630803+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}