# The Financial Services and Markets Act 2000 ( EEA Passport Rights) Regulations 2001, Regulation 10: Applications for approval under section 60 by EEA firms

Extent: E+W+S+N.I.

In section 60 of the Act (applications for approval for persons to perform controlled functions), “the authorised person concerned” includes—
(a) an EEA firm with respect to which the appropriate UK regulator (within the meaning of the relevant paragraph of Schedule 3) has received a consent notice or regulator’s notice under paragraph 13 of Schedule 3 or a regulator’s notice under paragraph 14 of that Schedule, and which will be the authorised person concerned if it qualifies for authorisation under that Schedule; and
(b) an EEA firm which falls within paragraph 5(da) of Schedule 3 which establishes a branch in the United Kingdom.

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Source: https://www.legislation.gov.uk/uksi/2001/2511/regulation/10 (the official version)
Page: https://openlegislation.uk/financial-services-and-markets-act-2000-eea-passport-rights-regulations-2001/regulation-10
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.

