{
  "url": "https://openlegislation.uk/financial-services-and-markets-act-2000-eea-passport-rights-regulations-2001/regulation-12",
  "json_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-eea-passport-rights-regulations-2001/regulation-12.json",
  "legislation": "uksi/2001/2511",
  "legislation_title": "The Financial Services and Markets Act 2000 ( EEA Passport Rights) Regulations 2001",
  "legislation_url": "https://openlegislation.uk/financial-services-and-markets-act-2000-eea-passport-rights-regulations-2001",
  "path": "regulation/12",
  "kind": "regulation",
  "number": "12",
  "heading": "UK ... management companies: changes to services",
  "text": "(1) A UK firm which is providing services in exercise of an EEA right, deriving from ... the UCITS directive, must not make a change in the programme of operations, or the EEA activities, to be carried on in exercise of that right, unless the relevant requirements have been complied with.\n(2) For the purposes of this regulation, the “relevant requirements” are that—\n(a) the firm has given a notice to the Authority and to the host state regulator stating the details of the proposed change; or\n(b) if the change is occasioned by circumstances beyond the firm’s control, it has as soon as practicable (whether before or after the change) given a notice to the Authority and to the host state regulator, stating the details of the change.",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Words in reg. 12(1) omitted (1.11.2007) by virtue of The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2006 (S.I. 2006/3385), regs. 1(2), 12(b) (with reg. 15)"
    },
    {
      "type": "F",
      "label": "F2",
      "text": "Words in reg. 12(1) inserted (13.2.2004) by The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003 (S.I. 2003/2066), regs. 1(1), 4(2)(b)(ii)"
    },
    {
      "type": "F",
      "label": "F3",
      "text": "Words in reg. 12 heading omitted (1.11.2007) by virtue of The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2006 (S.I. 2006/3385), regs. 1(2), 12(a) (with reg. 15)"
    },
    {
      "type": "F",
      "label": "F4",
      "text": "Words in reg. 12 heading inserted (13.2.2004) by The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003 (S.I. 2003/2066), regs. 1(1), 4(2)(b)(i)"
    },
    {
      "type": "I",
      "label": "I1",
      "text": "Reg. 12 in force at 1.12.2001, see reg. 1(1)"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/uksi/2001/2511/regulation/12",
    "retrieved_at": "2026-10-29T07:40:46.630803+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}